SEC Form 4 · accession 0001567619-18-002370
Ulta Beauty, Inc. · ULTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorna Nagler
Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2018 | M | 2,000 | $25.80 | A | 7,923 | D | |
| Common StockF1 | Sep 6, 2018 | S | 2,000 | $276.1913 | D | 5,923 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $25.80 | Sep 6, 2018 | M | 2,000 | D | — | Jun 17, 2020 | Common Stock | 2,000 | 11,667 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $276.161 to $276.205. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2The options reported vested 25% on each anniversary date of the 06/17/2010 grant date.