SEC Form 4 · accession 0001723211-18-000058
KENNAMETAL INC · KMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle R Keating
Officer — Vice President
Period of report
Sep 10, 2018
Accepted (ET)
Sep 11, 2018 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 10, 2018 | M | 268 | $33.65 | A | 14,676 | D | |
| Common Stock | Sep 10, 2018 | S | 400 | $42.207 | D | 14,276 | D | |
| Common Stock | Sep 10, 2018 | S | 320 | $42.21 | D | 13,956 | D | |
| Common Stock | Sep 10, 2018 | S | 268 | $42.18 | D | 13,688 | D | |
| Common StockF1,F2 | Sep 10, 2018 | G | 144 | $0.00 | D | 13,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $33.65 | Sep 10, 2018 | M | 268 | D | — | May 1, 2020 | Common Stock | 268 | 0 | D |
Explanation of responses
- F1On September 10, 2018, the reporting person made a charitable gift of 144 shares.
- F2Includes 63.57 shares held in the Kennametal Inc. 401(k) Plan and 6,028 shares of Performance Unit shares not yet distributed.
- F3Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.