SEC Form 4 · accession 0001654954-18-010047
PEDEVCO CORP · PED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Scelfo
Director
Period of report
Aug 1, 2018
Accepted (ET)
Sep 11, 2018 · 10:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141197
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | $2.13 | Aug 1, 2018 | A | — | A | Aug 29, 2018 | Aug 1, 2021 | Common Stock | 234,742 | — | I |
Explanation of responses
- F1Represents shares of common stock issuable upon conversion of a $500,000 Convertible Promissory Note. The terms of the Convertible Promissory Note are described in greater detail in the Form 8-K filed by the Issuer with the SEC on August 1, 2018. The conversion price of the Convertible Promissory Note was not able to be determined until August 29, 2018.