SEC Form 4 · accession 0001209191-18-050218
PATTERSON UTI ENERGY INC · PTEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Andrew Smith
Officer — EVP & Chief Financial Officer
Period of report
Sep 8, 2018
Accepted (ET)
Sep 10, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1 | Sep 8, 2018 | M | 47,058 | $0.00 | A | 100,558 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Sep 8, 2018 | M | 47,058 | D | — | — | Common Stock, $.01 par value per share | 47,058 | 47,059 | D |
Explanation of responses
- F1Acquired upon the conversion of Restricted stock units into common stock.
- F2One-half of the Restricted stock units vested on September 8, 2018. The remainder (47,059) will vest on September 8, 2019.