SEC Form 4 · accession 0001209191-18-050403
GEOSPACE TECHNOLOGIES CORP · GEOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robbin B. Adams
Officer — Executive Vice President
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2018 | M | 500 | $8.78 | A | 31,500 | D | |
| Common Stock | Sep 7, 2018 | S | 500 | $13.3964 | D | 31,000 | D | |
| Common StockF1 | Sep 10, 2018 | S | 3,000 | $13.1625 | D | 29,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F3 | $8.78 | Sep 7, 2018 | M | 500 | D | — | Dec 5, 2018 | Common Stock | 500 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.19, inclusive.
- F2The shares that were issued upon the exercise of these options were immediately sold, as is presented in Table I.
- F3This option vested in four equal annual installments beginning February 5, 2012 and is now fully exercisable.