SEC Form 4 · accession 0000072333-18-000134

NORDSTROM INC · JWN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior VP and Secretary

Period of report

Sep 10, 2018

Accepted (ET)

Sep 11, 2018 · 1:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072333

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 10, 2018	M	13,088	$49.15	A	36,343	D
Common Stock^F1	Sep 10, 2018	M	18,196	$50.26	A	54,539	D
Common Stock^F1	Sep 10, 2018	M	13,422	$57.16	A	67,961	D
Common Stock^F1	Sep 10, 2018	M	6,636	$51.32	A	74,597	D
Common Stock^F1	Sep 10, 2018	M	1,682	$46.66	A	76,279	D
Common Stock^F1,F2	Sep 10, 2018	S	53,024	$65.7163	D	23,255	D
Common Stock	holding	—	—		—	1,841	I	By 401(k) Plan, per Plan statement dated 8/31/2018.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1,F3	$49.15	Sep 10, 2018	M	13,088	D	—	Feb 22, 2022	Common Stock	13,088	6,754	D
Employee Stock Option (right to buy)^F1,F4	$50.26	Sep 10, 2018	M	18,196	D	—	Mar 4, 2023	Common Stock	18,196	3,821	D
Employee Stock Option (right to buy)^F1,F5	$57.16	Sep 10, 2018	M	13,422	D	—	Mar 3, 2024	Common Stock	13,422	0	D
Employee Stock Option (right to buy)^F1,F6	$51.32	Sep 10, 2018	M	6,636	D	—	Feb 28, 2026	Common Stock	6,636	6,636	D
Employee Stock Option (right to buy)^F7	$46.66	Sep 10, 2018	M	1,682	D	—	Feb 28, 2027	Common Stock	1,682	5,049	D

F1The option exercise and sale reported herein are pursuant to a 10b5-1 Trading Plan dated 8/27/2018.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.26 to $66.21 inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3Exercisable in four equal annual installments commencing on 2/22/2013.
F4Exercisable in four equal annual installments commencing on 3/4/2014.
F5Exercisable in four equal annual installments commencing on 3/3/2015.
F6Exercisable in four equal annual installments commencing on 3/10/2017.
F7Exercisable in four equal annual installments commencing on 3/10/2018.