SEC Form 4 · accession 0001214659-18-005994
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. McCarthy
Officer — Senior Vice President
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2018 | M | 5,000 | $31.01 | A | 29,698 | D | |
| Common StockF2,F3 | Sep 6, 2018 | S | 5,000 | $46.5794 | D | 24,698 | D | |
| Common StockF4 | Sep 7, 2018 | M | 3,992 | $31.01 | A | 28,690 | D | |
| Common StockF5 | Sep 7, 2018 | S | 1,975 | $46.50 | D | 26,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $31.01 | Sep 6, 2018 | M | 5,000 | D | Mar 9, 2018 | Mar 9, 2026 | Common Stock | 5,000 | 12,984 | D |
| Employee Stock Option (right to buy) | $31.01 | Sep 7, 2018 | M | 3,992 | D | Mar 9, 2018 | Mar 9, 2026 | Common Stock | 3,992 | 8,992 | D |
Explanation of responses
- F1Represents 14,542.788 vested restricted stock units and 15,155 shares of Common Stock.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.57 to $46.60.
- F3Represents 14,542.788 vested restricted stock units and 10,155 shares of Common Stock.
- F4Represents 14,542.788 vested restricted stock units and 14,147 shares of Common Stock.
- F5Represents 14,542.788 vested restricted stock units and 12,172 shares of Common Stock.