Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jun 12, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

340 filings · trading day Jun 12, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 8, 2018 JForm 4 →	Jun 12, 11:50 am EDT	Clean Energy Fuels Corp.CLNE	TOTAL S.A. +110% Owner	30,498,520	$1.64	$50,017,573	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:57 pm EDT	RBC Bearings INCROLL	Michael J HartnettPresident and CEO, Director	76,000	$132.12	$10,041,120	76,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:02 pm EDT	RBC Bearings INCROLL	Daniel A BergeronVP, CFO and COO, Director	35,000	$132.12	$4,624,200	35,000	—
Jun 11, 2018 PForm 4 →	Jun 12, 1:57 pm EDT	Mirati Therapeutics, Inc.MRTX	venBio Select Advisor LLC +110% Owner	63,235	$38.85	$2,456,617	63,235	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:00 pm EDT	RBC Bearings INCROLL	Patrick S. BannonV.P. and General Manager	10,000	$132.12	$1,321,200	10,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:03 pm EDT	RBC Bearings INCROLL	Richard J EdwardsV.P. and General Manager	10,000	$132.12	$1,321,200	10,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:54 pm EDT	RBC Bearings INCROLL	Thomas J WilliamsGeneral Counsel and Secretary	7,500	$132.12	$990,900	7,500	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:58 pm EDT	RBC Bearings INCROLL	Ernest D HawkinsVice President of Finance	5,000	$132.12	$660,600	5,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:01 pm EDT	RBC Bearings INCROLL	Robert M SullivanCorporate Controller	5,000	$132.12	$660,600	5,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:12 pm EDT	OptiNose, Inc.OPTN	Robert P O'NeilDirector	28,879	$22.50	$649,778	28,879	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:17 pm EDT	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	39,998	$11.43	$457,179	559,975	—
Jun 7, 2018 MForm 4 →	Jun 11, 6:13 pm EDT	Vulcan Materials COVMC	Stanley G BassChief Growth Officer	9,630	$47.47	$457,136	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:12 pm EDT	OptiNose, Inc.OPTN	Sandra L HeltonDirector	14,439	$22.50	$324,878	14,439	—
Jun 11, 2018 AForm 4 →	Jun 11, 5:26 pm EDT	OptiNose, Inc.OPTN	Joseph C ScodariDirector	14,439	$22.50	$324,878	14,439	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:27 pm EDT	OptiNose, Inc.OPTN	Wilhelmus Cm GroenhuysenDirector	14,439	$22.50	$324,878	14,439	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:27 pm EDT	OptiNose, Inc.OPTN	William F DoyleDirector, 10% Owner	14,439	$22.50	$324,878	14,439	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:27 pm EDT	OptiNose, Inc.OPTN	Sriram VenkataramanDirector, 10% Owner	14,439	$22.50	$324,878	14,439	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:53 pm EDT	OptiNose, Inc.OPTN	Joshua Alexander TamaroffDirector	14,439	$22.50	$324,878	14,439	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:01 pm EDT	VISTEON CORPVC	Francis M ScriccoDirector	1,996	$127.73	$254,939	4,895	—
Jun 8, 2018 MForm 4 →	Jun 11, 6:21 pm EDT	TransUnionTRU	Gerald M McCarthy Jr.EVP - Healthcare	50,000	$4.99	$249,500	124,837	—
Jan 2, 2018 AForm 4 →	Jun 12, 11:28 am EDT	OMEGA HEALTHCARE INVESTORS INCOHI	Craig R CallenDirector	7,236	$30.23	$218,750	37,600	—	late
Jun 7, 2018 AForm 4 →	Jun 11, 4:58 pm EDT	VISTEON CORPVC	James BarreseDirector	822	$127.73	$104,990	2,430	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:58 pm EDT	VISTEON CORPVC	Naomi M. BergmanDirector	822	$127.73	$104,990	2,878	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:59 pm EDT	VISTEON CORPVC	Jeffrey David JonesDirector	822	$127.73	$104,990	4,895	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:00 pm EDT	VISTEON CORPVC	Joanne M MaguireDirector	822	$127.73	$104,990	4,895	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:00 pm EDT	VISTEON CORPVC	Robert ManzoDirector	822	$127.73	$104,990	4,895	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:02 pm EDT	VISTEON CORPVC	David L TreadwellDirector	822	$127.73	$104,990	4,895	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:02 pm EDT	VISTEON CORPVC	Harry James WilsonDirector	822	$127.73	$104,990	4,895	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:04 pm EDT	VISTEON CORPVC	Rouzbeh Yassini-FardDirector	822	$127.73	$104,990	4,895	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:23 pm EDT	SCOTTS MIRACLE-GRO COSMG	James HagedornChairman and CEO, Director, 10% Owner	602	$86.32	$51,954	99,676	—
Jun 11, 2018 MForm 4 →	Jun 11, 6:27 pm EDT	NETSOL TECHNOLOGIES INCNTWK	Najeeb GhauriCEO, Director	10,000	$3.88	$38,800	145,671	—
Jun 7, 2018 MForm 4 →	Jun 11, 6:17 pm EDT	TransUnionTRU	Todd M CelloEVP & CFO	1,000	$22.50	$22,500	4,700	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:46 pm EDT	CABOT CORPCBT	Cabot Juan EnriquezDirector	171	$64.10	$10,954	33,364	—
Jun 7, 2018 ADForm 4 →	Jun 11, 4:23 pm EDT	KELLOGG COK	Steven A CahillaneChairman, Pres. & CEO/Trustee, Director, 10% Owner	552,440	$63.71	$8,906	1,644	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:26 pm EDT	SCOTTS MIRACLE-GRO COSMG	Adam HanftDirector	78	$87.04	$6,789	350	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:45 pm EDT	CABOT CORPCBT	Sean D KeohanePresident and CEO, Director	88	$64.10	$5,648	17,203	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:43 pm EDT	CABOT CORPCBT	Brian A BerubeSVP, General Counsel	88	$64.10	$5,632	17,154	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:08 pm EDT	SOUTHERN COSO	Thomas A FanningPresident, CEO & Chairman	126	$43.28	$5,457	17,904	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:25 pm EDT	SCOTTS MIRACLE-GRO COSMG	Brian D FinnDirector	61	$87.04	$5,309	348	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:28 pm EDT	SCOTTS MIRACLE-GRO COSMG	James F McCannDirector	49	$87.04	$4,265	312	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:29 pm EDT	SCOTTS MIRACLE-GRO COSMG	John R VinesDirector	49	$87.04	$4,265	291	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:46 pm EDT	CABOT CORPCBT	Friedrich von GottbergSenior Vice President	62	$64.10	$3,956	12,051	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:27 pm EDT	SCOTTS MIRACLE-GRO COSMG	Stephen L JohnsonDirector	44	$87.04	$3,830	263	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:26 pm EDT	SCOTTS MIRACLE-GRO COSMG	Katherine Littlefield HagedornDirector, 10% Owner	41	$87.04	$3,569	243	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:27 pm EDT	SCOTTS MIRACLE-GRO COSMG	Thomas N Kelly Jr.Director	41	$87.04	$3,569	243	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:28 pm EDT	SCOTTS MIRACLE-GRO COSMG	Nancy G. MistrettaDirector	41	$87.04	$3,569	243	—
Jun 8, 2018 AForm 4 →	Jun 12, 3:24 pm EDT	SCOTTS MIRACLE-GRO COSMG	Denise StumpEVP, Global Human Resources	35	$86.32	$2,993	5,709	—
May 30, 2018 AForm 4 →	Jun 11, 4:18 pm EDT	ASTEC INDUSTRIES INCASTE	W Norman SmithVice Chairman, Director	44	$60.26	$2,637	26,418	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 3:29 pm EDT	SCOTTS MIRACLE-GRO COSMG	Peter E ShumlinDirector	29	$87.04	$2,524	100	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:47 pm EDT	CABOT CORPCBT	Matthais L. WolfgruberDirector	37	$64.10	$2,379	7,247	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:44 pm EDT	CABOT CORPCBT	Hobart KalksteinSenior Vice President	17	$64.10	$1,097	3,343	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:44 pm EDT	CABOT CORPCBT	James Patrick KellyVice President and Controller	16	$64.10	$1,043	3,176	—
May 30, 2018 AForm 4 →	Jun 11, 4:04 pm EDT	ASTEC INDUSTRIES INCASTE	Richard A PatekGroup Pres Aggregate & Mining	13	$60.26	$795	7,967	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 3:25 pm EDT	SCOTTS MIRACLE-GRO COSMG	David C EvansDirector	9	$87.04	$783	9	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:45 pm EDT	CABOT CORPCBT	Erica McLaughlinSenior Vice President, CFO	4	$64.10	$267	814	—
May 30, 2018 AForm 4 →	Jun 11, 4:11 pm EDT	ASTEC INDUSTRIES INCASTE	Jaco van der MerweGroup Pres Energry	0	$60.26	$28	276	—	late
Feb 12, 2018 XForm 5/A →	Jun 11, 4:01 pm EDT	HighCom Global Security, Inc.HCGS	Michael J GordonFormer Officer	10,178,070	—	—	26,178,570	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:03 pm EDT	NEWELL BRANDS INCNWL	Ralph J NicolettiEVP, Chief Financial Officer	31,368	—	—	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:05 pm EDT	CENTURY ALUMINUM COCENX	Michelle HarrisonSr. VP Finance & Treasurer	14,398	—	—	0	—
Dec 8, 2017 MForm 4 →	Jun 11, 2018, 4:06 pm EDT	Altair Engineering Inc.ALTR	Mahalingam SrikanthSee Remarks	8,000	—	—	0	—	late
Jun 7, 2018 MForm 4 →	Jun 11, 4:06 pm EDT	CELGENE CORP /DE/CELG	Michael D CaseyDirector	27,750	—	—	0	—
Dec 13, 2017 MForm 4 →	Jun 11, 2018, 4:07 pm EDT	Altair Engineering Inc.ALTR	Jeffrey M BrennanChief Marketing Officer	5,064	—	—	0	—	late
Jun 7, 2018 MForm 4 →	Jun 11, 4:08 pm EDT	ALBIREO PHARMA, INC.ALBO	Julia R BrownDirector	4,500	—	—	0	—
Dec 11, 2017 MForm 4 →	Jun 11, 2018, 4:08 pm EDT	Altair Engineering Inc.ALTR	Nelson DiasChief Revenue Officer	2,000	—	—	0	—	late
Jun 7, 2018 MForm 4 →	Jun 11, 4:09 pm EDT	CENTURY CASINOS INC /CO/CNTY	Gottfried SchellmannDirector	6,250	—	—	0	—
Nov 3, 2017 CForm 4/A →	Jun 11, 2018, 4:10 pm EDT	Altair Engineering Inc.ALTR	Christ Revocable Trust10% Owner	800,000	—	—	8,546,728	—
Nov 3, 2017 CForm 4/A →	Jun 11, 2018, 4:11 pm EDT	Altair Engineering Inc.ALTR	GC Investments LLC10% Owner	1,200,000	—	—	5,224,004	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:11 pm EDT	ADVANCED MICRO DEVICES INCAMD	Lisa T SuPresident & CEO, Director	100,000	—	—	200,553	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:11 pm EDT	Karyopharm Therapeutics Inc.KPTI	Sharon ShachamPresident & CSO	10,000	—	—	7,553	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:12 pm EDT	ALBIREO PHARMA, INC.ALBO	Jason DuncanGeneral Counsel	37,500	—	—	37,500	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:12 pm EDT	Dicerna Pharmaceuticals IncDRNA	Brian K HalakDirector	21,197	—	—	0	—
Nov 3, 2017 CForm 4/A →	Jun 11, 2018, 4:12 pm EDT	Altair Engineering Inc.ALTR	George J Christ10% Owner	2,000,000	—	—	5,224,004	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:15 pm EDT	Aldeyra Therapeutics, Inc.ALDX	Jesse I TreuDirector	18,324	—	—	1,444	—
Jun 11, 2018 MForm 4 →	Jun 11, 4:15 pm EDT	Altair Engineering Inc.ALTR	Massimo Giuseppe FarielloChief Strategy Officer	22,000	—	—	38,000	—
Jun 11, 2018 CForm 4 →	Jun 11, 4:15 pm EDT	Altair Engineering Inc.ALTR	George J Christ10% Owner	600,000	—	—	5,024,004	—
Jun 11, 2018 MForm 4 →	Jun 11, 4:15 pm EDT	Altair Engineering Inc.ALTR	James DaggSee Remarks	25,000	—	—	712,552	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:16 pm EDT	ALBIREO PHARMA, INC.ALBO	Anne KlibanskiDirector	11,000	—	—	11,000	—
Jun 11, 2018 MForm 4 →	Jun 11, 4:17 pm EDT	Altair Engineering Inc.ALTR	Howard N MorofChief Financial Officer	378,548	—	—	20,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:17 pm EDT	Cooper-Standard Holdings Inc.CPS	William PumphreySr VP & President, NA	19,600	—	—	0	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:17 pm EDT	Karyopharm Therapeutics Inc.KPTI	Michael KauffmanChief Executive Officer, Director	10,000	—	—	7,553	—
Jun 11, 2018 CForm 4 →	Jun 11, 4:17 pm EDT	Altair Engineering Inc.ALTR	James Ralph ScapaChief Executive Officer, Director, 10% Owner	1,075,420	—	—	7,324,004	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:17 pm EDT	HERBALIFE NUTRITION LTD.HLF	Michael JohnsonExecutive Chairman, Director	1,200,570	—	—	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:17 pm EDT	CHIASMA, INCCHMA	Todd FoleyDirector	13,000	—	—	13,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:17 pm EDT	VOCERA COMMUNICATIONS, INC.VCRA	Brent D. LangChairman, President & CEO, Director	10,000	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:18 pm EDT	LOEWS CORPL	Joseph L BowerDirector	1,500	—	—	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:18 pm EDT	Palo Alto Networks IncPANW	Nikesh AroraChief Executive Officer, Director	1,158,100	—	—	1,158,100	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:18 pm EDT	CHIASMA, INCCHMA	Bard GeesamanDirector	13,000	—	—	13,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:19 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Darren J. MillikenSVP, GC & Corp Compliance Ofcr	3,870	—	—	93,555	—
Jun 11, 2018 CForm 4 →	Jun 11, 4:19 pm EDT	Altair Engineering Inc.ALTR	James R. Scapa Declaration of Trust10% Owner	975,420	—	—	11,675,996	—
Jun 11, 2018 CForm 4 →	Jun 11, 4:19 pm EDT	Altair Engineering Inc.ALTR	Christ Revocable Trust10% Owner	400,000	—	—	8,146,728	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:19 pm EDT	CHIASMA, INCCHMA	Roni MamlukDirector	13,000	—	—	13,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:19 pm EDT	ALBIREO PHARMA, INC.ALBO	Stephanie OkeyDirector	11,000	—	—	11,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:20 pm EDT	VOCERA COMMUNICATIONS, INC.VCRA	Sharon O'KeefeDirector	2,000	—	—	27,333	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:20 pm EDT	Bojangles', Inc.BOJA	M John JordanSr. VP of Finance & CFO	32,500	—	—	32,500	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:20 pm EDT	At Home Group Inc.HOME	Mary Jane BroussardGC and Corporate Secretary	10,000	—	—	19,467	—
Jun 11, 2018 CForm 4 →	Jun 11, 4:20 pm EDT	Altair Engineering Inc.ALTR	GC Investments LLC10% Owner	200,000	—	—	5,024,004	—
Jun 11, 2018 CForm 4 →	Jun 11, 4:21 pm EDT	Altair Engineering Inc.ALTR	JRS Investments LLC10% Owner	100,000	—	—	7,324,004	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:21 pm EDT	Bojangles', Inc.BOJA	Laura Roxana RobertsVP, Gnl. Csl., Secy and CO	25,000	—	—	25,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:21 pm EDT	ALBIREO PHARMA, INC.ALBO	Martha J. CarterChief Regulatory Officer	30,000	—	—	30,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:21 pm EDT	Bojangles', Inc.BOJA	Jayson RomeoVP & Chief of Staff	29,000	—	—	4,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:22 pm EDT	CHIASMA, INCCHMA	John A ScarlettDirector	13,000	—	—	13,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:22 pm EDT	CHIASMA, INCCHMA	David M StackDirector	13,000	—	—	13,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:22 pm EDT	ALBIREO PHARMA, INC.ALBO	Ronald Harold Wilfred CooperPresident and CEO, Director	123,750	—	—	123,750	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:23 pm EDT	CHIASMA, INCCHMA	John F TheroDirector	13,000	—	—	13,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:24 pm EDT	ALBIREO PHARMA, INC.ALBO	Roger JeffsDirector	6,500	—	—	6,500	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:26 pm EDT	ALBIREO PHARMA, INC.ALBO	Jan MattssonChief Operating Officer	40,000	—	—	40,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:26 pm EDT	NantHealth, Inc.NH	Paul HoltChief Financial Officer	14,207	—	—	28,415	—
Jun 7, 2018 AMForm 4 →	Jun 11, 4:29 pm EDT	ETSY INCETSY	Melissa ReiffDirector	13,460	—	—	6,909	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:30 pm EDT	PROTEON THERAPEUTICS INCPRTO	Abingworth LLP10% Owner	12,700	—	—	12,700	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:30 pm EDT	ALBIREO PHARMA, INC.ALBO	Thomas A. SheaCFO and Treasurer	30,000	—	—	30,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:31 pm EDT	PROTEON THERAPEUTICS INCPRTO	Hubert BirnerDirector, 10% Owner	12,700	—	—	12,700	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:31 pm EDT	CORNING INC /NYGLW	Wendell P WeeksChairman, CEO & President, Director	224,884	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:31 pm EDT	PROTEON THERAPEUTICS INCPRTO	Garen G BohlinDirector	12,700	—	—	12,700	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:31 pm EDT	SEMTECH CORPSMTC	James T LindstromDirector	2,500	—	—	2,500	—
Jun 7, 2018 CForm 4 →	Jun 11, 4:31 pm EDT	TILLY'S, INC.TLYS	Hezy ShakedChief Strategy Officer, Director, 10% Owner	20,000	—	—	9,097,805	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:31 pm EDT	O REILLY AUTOMOTIVE INCORLY	Scott E KrausSVP OF REAL ESTATE & EXPANSION	5,000	—	—	10,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:31 pm EDT	PROTEON THERAPEUTICS INCPRTO	Scott A CanuteDirector	12,700	—	—	12,700	—
Jun 11, 2018 MForm 4 →	Jun 11, 4:32 pm EDT	CORNING INC /NYGLW	David L MorseExecutive Vice President	33,000	—	—	0	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:32 pm EDT	APPLIED INDUSTRIAL TECHNOLOGIES INCAIT	Peter C WallaceDirector	3,700	—	—	737	—
Jun 7, 2018 AMForm 4 →	Jun 11, 4:32 pm EDT	ETSY INCETSY	Jonathan D KleinDirector	13,460	—	—	6,909	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:32 pm EDT	NU SKIN ENTERPRISES INCNUS	Neil H OffenDirector	5,000	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:32 pm EDT	PROTEON THERAPEUTICS INCPRTO	John Gordon FreundDirector	12,700	—	—	12,700	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:32 pm EDT	ARQULE INCARQL	Paolo PucciChief Executive Officer, Director	500,000	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:33 pm EDT	PROTEON THERAPEUTICS INCPRTO	Timothy HainesDirector, 10% Owner	12,700	—	—	12,700	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:33 pm EDT	PROTEON THERAPEUTICS INCPRTO	Paul J HastingsDirector	12,700	—	—	12,700	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:34 pm EDT	Minerva Neurosciences, Inc.NERV	William F DoyleDirector	20,000	—	—	20,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:34 pm EDT	PROTEON THERAPEUTICS INCPRTO	Stuart A KingsleyDirector	12,700	—	—	12,700	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:35 pm EDT	Minerva Neurosciences, Inc.NERV	Hans Peter HaslerDirector	20,000	—	—	20,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:37 pm EDT	Minerva Neurosciences, Inc.NERV	David KupferDirector	20,000	—	—	20,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 4:37 pm EDT	ALBIREO PHARMA, INC.ALBO	Paresh SoniChief Medical Officer	30,000	—	—	30,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:38 pm EDT	ANAPTYSBIO INCANAB	Hamza SuriaPresident, CEO, Director	22,428	—	—	0	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:38 pm EDT	POLARIS INDUSTRIES INC/MNPII	Kenneth PucelEVP, Global Ops, Eng, & Lean	36,000	—	—	36,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:39 pm EDT	Minerva Neurosciences, Inc.NERV	Fouzia Laghrissi-ThodeDirector	20,000	—	—	20,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:39 pm EDT	AMICUS THERAPEUTICS INCFOLD	Michael RaabDirector	8,912	—	—	8,912	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:40 pm EDT	Minerva Neurosciences, Inc.NERV	G Jan Van HeekDirector	20,000	—	—	20,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:41 pm EDT	AMICUS THERAPEUTICS INCFOLD	Craig A WheelerDirector	8,912	—	—	8,912	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:42 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Sang YiPresident, Asia Pacific	6,717	—	—	6,717	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:42 pm EDT	AMICUS THERAPEUTICS INCFOLD	Ted W LoveDirector	8,912	—	—	8,912	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:42 pm EDT	SNAP-ON IncSNA	Irwin M ShurVP, Gen Counsel & Secretary	14,000	—	—	0	—
Jun 7, 2018 AMForm 4 →	Jun 11, 4:43 pm EDT	ETSY INCETSY	M Michele BurnsDirector	13,460	—	—	6,909	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:43 pm EDT	AMICUS THERAPEUTICS INCFOLD	Robert EssnerDirector	8,912	—	—	8,912	—
Jun 7, 2018 AMForm 4 →	Jun 11, 4:44 pm EDT	ETSY INCETSY	Margaret Mary SmythDirector	21,512	—	—	6,909	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:44 pm EDT	AMICUS THERAPEUTICS INCFOLD	Donald J Hayden Jr.Director	8,912	—	—	8,912	—
Jun 7, 2018 AMForm 4 →	Jun 11, 4:46 pm EDT	ETSY INCETSY	Frederick R WilsonDirector	23,096	—	—	14,378	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:46 pm EDT	AMICUS THERAPEUTICS INCFOLD	Glenn SblendorioDirector	8,912	—	—	8,912	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:48 pm EDT	AMICUS THERAPEUTICS INCFOLD	Margaret G McGlynnDirector	8,912	—	—	8,912	—
Jun 7, 2018 AForm 4 →	Jun 11, 4:50 pm EDT	Cinedigm Corp.CIDM	Christopher J McGurkCEO and Chairman, Director	700,000	—	—	700,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 4:50 pm EDT	FEDERAL SIGNAL CORP /DE/FSS	Jennifer L ShermanPresident & CEO, Director	96,056	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:55 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Anne McCallionChief Enterprise Ops Officer, Director	5,000	—	—	540,720	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:00 pm EDT	MCGRATH RENTCORPMGRC	Keith E PrattExecutive VP and CFO	10,180	—	—	28,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:00 pm EDT	AUTOLIV INCALV	Jan CarlsonPresident and CEO, Director	48	—	—	7,320	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:00 pm EDT	AUTOLIV INCALV	Svante MogeforsSee Remarks	12	—	—	1,889	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:01 pm EDT	AUTOLIV INCALV	Xiaozhi LiuDirector	3	—	—	864	—
Jun 8, 2018 AForm 4 →	Jun 11, 5:01 pm EDT	PORTOLA PHARMACEUTICALS INCPTLA	Jeffrey W BirdDirector	6,000	—	—	6,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:01 pm EDT	AUTOLIV INCALV	Wolfgang ZiebartDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:01 pm EDT	AUTOLIV INCALV	Kazuhiko SakamotoDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:02 pm EDT	AUTOLIV INCALV	Robert W AlspaughDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:02 pm EDT	AUTOLIV INCALV	Karin EliassonSee Remarks	12	—	—	1,889	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:02 pm EDT	AUTOLIV INCALV	Franz-Josef KortuemDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:03 pm EDT	AUTOLIV INCALV	Christian HankeSee Remarks	4	—	—	562	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:03 pm EDT	AUTOLIV INCALV	Mats BackmanSee Remarks	17	—	—	2,637	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:03 pm EDT	AUTOLIV INCALV	Leif JohanssonDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:04 pm EDT	AUTOLIV INCALV	Steven R FredinHead of Special Projects	17	—	—	2,637	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:04 pm EDT	AUTOLIV INCALV	Hasse JohanssonDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:04 pm EDT	AUTOLIV INCALV	James M RinglerDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:05 pm EDT	AUTOLIV INCALV	David E KeplerDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:05 pm EDT	AUTOLIV INCALV	Johan LofvenholmSee Remarks	18	—	—	2,637	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:05 pm EDT	AUTOLIV INCALV	Thomas JonssonSee Remarks	12	—	—	1,889	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:05 pm EDT	AUTOLIV INCALV	Thaddeus SenkoDirector	3	—	—	864	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:06 pm EDT	AUTOLIV INCALV	Lars SjobringSee Remarks	17	—	—	2,637	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:06 pm EDT	Q2 Holdings, Inc.QTWO	Odus Edward Wittenburg Jr.President	20,000	—	—	132,500	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:07 pm EDT	CORCEPT THERAPEUTICS INCCORT	Robert S FishmanChief Medical Officer	8,000	—	—	369,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:07 pm EDT	AUTOLIV INCALV	Mikael BrattPresident, Passive Safety	17	—	—	2,637	—
Feb 22, 2018 AForm 4/A →	Jun 11, 5:13 pm EDT	OptiNose, Inc.OPTN	Sandra L HeltonDirector	28,879	—	—	28,879	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:13 pm EDT	INFINERA CorpINFN	John DaaneDirector	18,292	—	—	18,292	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:14 pm EDT	INFINERA CorpINFN	Marcel GaniDirector	18,292	—	—	18,292	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:15 pm EDT	INFINERA CorpINFN	Hooshmand KambizDirector	18,292	—	—	18,292	—
May 23, 2018 AForm 4 →	Jun 11, 5:16 pm EDT	MDC HOLDINGS INCMDC	Larry A MizelChairman of the Board and CEO, Director, 10% Owner	200,000	—	—	200,000	—	late
Jun 7, 2018 AForm 4 →	Jun 11, 5:16 pm EDT	INFINERA CorpINFN	Paul J MilburyDirector	18,292	—	—	18,292	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:17 pm EDT	GARTNER INCIT	Richard J BresslerDirector	3,086	—	—	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:17 pm EDT	INFINERA CorpINFN	Rajal M PatelDirector	18,292	—	—	18,292	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:18 pm EDT	INFINERA CorpINFN	Mark A WegleitnerDirector	18,292	—	—	18,292	—
May 23, 2018 AForm 4 →	Jun 11, 5:18 pm EDT	MDC HOLDINGS INCMDC	David D MandarichPresident, COO and Director, Director	200,000	—	—	200,000	—	late
Jun 8, 2018 MForm 4 →	Jun 11, 5:20 pm EDT	Verisk Analytics, Inc.VRSK	Vincent de P. McCarthySVP, Corp Dev & Strategy	35,000	—	—	0	—
Jun 11, 2018 MForm 4 →	Jun 11, 5:20 pm EDT	Verisk Analytics, Inc.VRSK	Mark V AnquillareEVP and COO	53,125	—	—	118,750	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:21 pm EDT	Live Oak Bancshares, Inc.LOB	Jerald L PullinsDirector	12,000	—	—	18,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:22 pm EDT	Alarm.com Holdings, Inc.ALRM	David HutzChief Systems Architect	35,164	—	—	3,500	—
Jun 8, 2018 MForm 4 →	Jun 11, 5:24 pm EDT	Alarm.com Holdings, Inc.ALRM	Jean-Paul MartinChief Technology Officer	45,350	—	—	3,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 5:24 pm EDT	PFSWEB INCPFSW	David I BeatsonDirector	4,255	—	—	0	—
Apr 1, 2018 JForm 5 →	Jun 11, 5:25 pm EDT	SINGING MACHINE CO INCSMDM	Peter HonDirector	20,000	—	—	80,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 5:25 pm EDT	PFSWEB INCPFSW	James F ReillyDirector	4,255	—	—	0	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:28 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Karl William WernerCh. Op. & Supp. Dev. Officer	5,746	—	—	3,827	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:30 pm EDT	PEGASYSTEMS INCPEGA	Douglas I KraSVP, Global Customer Success	502	—	—	1,510	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:32 pm EDT	NIKE INCNKE	Monique S. MathesonEVP: Global HR	17,000	—	—	51,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 5:34 pm EDT	US Foods Holding Corp.USFD	Jay KvasnickaSee Remarks	42,685	—	—	5,074	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:34 pm EDT	PEGASYSTEMS INCPEGA	Leon TreflerSVP, Global Customer Success	502	—	—	1,510	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:36 pm EDT	Inogen IncINGN	Byron MyersEVP, Sales and Marketing	1,171	—	—	20,976	—
Apr 1, 2018 JForm 5 →	Jun 11, 5:36 pm EDT	SINGING MACHINE CO INCSMDM	Harvey JudkowitzDirector	20,000	—	—	200,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:37 pm EDT	MajescoMJCO	Rajesh HukkuDirector	50,000	—	—	50,000	—
Apr 1, 2018 JForm 5 →	Jun 11, 5:39 pm EDT	SINGING MACHINE CO INCSMDM	Sak Hong Aka Philip Lau LauDirector	20,000	—	—	40,000	—
Apr 1, 2018 JForm 5 →	Jun 11, 5:41 pm EDT	SINGING MACHINE CO INCSMDM	Yat Tung LauDirector	20,000	—	—	60,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 5:49 pm EDT	Veritone, Inc.VERI	Knute P. KurtzDirector	5,576	—	—	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:49 pm EDT	GENOMIC HEALTH INCGHDX	BAKER BROS. ADVISORS LP +9Director, 10% Owner	20,000	—	—	20,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:54 pm EDT	PEGASYSTEMS INCPEGA	Michael R PyleSenior VP, Engineering	440	—	—	1,320	—
Jun 8, 2018 JForm 4 →	Jun 11, 5:57 pm EDT	DITECH HOLDING CorpDHCP	Daniel Gordon Beltzman +3Director	521,508	—	—	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:58 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	Franklin J MillerDirector	25,000	—	—	25,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 5:58 pm EDT	National Bank Holdings CorpNBHC	Richard U Newfield Jr.Chief Risk Mngmt Officer	75,000	—	—	100,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:59 pm EDT	AMBARELLA INCAMBA	Feng-Ming WangCEO, Director	41,667	—	—	41,667	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:59 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	F. Ann MillnerDirector	25,000	—	—	25,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 5:59 pm EDT	AMBARELLA INCAMBA	Leslie KohnChief Technology Officer, Director	48,443	—	—	48,443	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:00 pm EDT	AMBARELLA INCAMBA	Yun-Lung ChenVP, Business Development	15,340	—	—	15,340	—
Jun 7, 2018 MForm 4 →	Jun 11, 6:00 pm EDT	Loxo Oncology, Inc.LOXO	Keith T. FlahertyDirector	50,000	—	—	32,345	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:01 pm EDT	AMBARELLA INCAMBA	Christopher DayVP, Marketing	14,533	—	—	14,533	—
Jun 8, 2018 AForm 4 →	Jun 11, 6:01 pm EDT	STRATA Skin Sciences, Inc.SSKN	LuAnn ViaDirector	16,908	—	—	16,908	—
Jun 8, 2018 MForm 4 →	Jun 11, 6:01 pm EDT	Loxo Oncology, Inc.LOXO	Alan FuhrmanDirector	2,625	—	—	13,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 6:02 pm EDT	Loxo Oncology, Inc.LOXO	Timothy M MaylebenDirector	10,000	—	—	5,228	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:03 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	Kent W StangerDirector	25,000	—	—	25,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:04 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	David Ming-Teh LiuDirector	25,000	—	—	25,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:06 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	A Scott AndersonDirector	25,000	—	—	25,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:08 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	Michael E StillabowerDirector	25,000	—	—	25,000	—
Jun 11, 2018 XForm 4 →	Jun 11, 6:08 pm EDT	ICU MEDICAL INC/DEICUI	Robert S SwinneyDirector	3,000	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 11, 6:08 pm EDT	STRATA Skin Sciences, Inc.SSKN	Samuel E NavarroDirector	16,908	—	—	16,908	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:11 pm EDT	Sarepta Therapeutics, Inc.SRPT	Gilmore Neil O'NeillSVP & Chief Medical Officer	112,000	—	—	12,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:11 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	Thomas James GundersonDirector	25,000	—	—	25,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:12 pm EDT	EQUINIX INCEQIX	Thomas A BartlettDirector	629	—	—	629	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:12 pm EDT	EQUINIX INCEQIX	Nanci CaldwellDirector	629	—	—	629	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:13 pm EDT	EQUINIX INCEQIX	Gary HromadkoDirector	629	—	—	629	—
May 14, 2018 AForm 4 →	Jun 11, 6:14 pm EDT	pdvWireless, Inc.PDVW	Robert Harris SchwartzPresident and COO	100,000	—	—	100,000	—	late
Jun 7, 2018 AForm 4 →	Jun 11, 6:14 pm EDT	EQUINIX INCEQIX	Scott KriensDirector	629	—	—	629	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:14 pm EDT	EQUINIX INCEQIX	William K LubyDirector	629	—	—	629	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:15 pm EDT	EQUINIX INCEQIX	Irving F Lyons IIIDirector	629	—	—	629	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:15 pm EDT	EQUINIX INCEQIX	Christopher B PaisleyDirector	629	—	—	629	—
Jun 8, 2018 AForm 4 →	Jun 11, 6:18 pm EDT	STRATA Skin Sciences, Inc.SSKN	David N GillDirector	26,570	—	—	26,570	—	amended
Jun 7, 2018 MForm 4 →	Jun 11, 6:18 pm EDT	Vulcan Materials COVMC	John R McPhersonExec VP & CF & Strategy	50,000	—	—	255,600	—
Jun 7, 2018 AForm 4 →	Jun 11, 6:19 pm EDT	MERIT MEDICAL SYSTEMS INCMMSI	Nolan E. KarrasDirector	25,000	—	—	25,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 6:23 pm EDT	STRATA Skin Sciences, Inc.SSKN	Uri GeigerDirector	19,324	—	—	19,324	—
Jun 7, 2018 MForm 4 →	Jun 11, 6:24 pm EDT	EAGLE MATERIALS INCEXP	James H GraassEVP & General Counsel	5,000	—	—	17,184	—
Apr 4, 2018 AMForm 4 →	Jun 11, 6:25 pm EDT	Hewlett Packard Enterprise CoHPE	Irv RothmanPresident Financial Services	11,965	—	—	23,663	—	late
Jun 7, 2018 AForm 4 →	Jun 11, 6:27 pm EDT	CHIASMA, INCCHMA	Scott MinickDirector	13,000	—	—	13,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 6:29 pm EDT	Huntsman CORPHUN	David M StrykerExec VP, GC and Sec	41,123	—	—	28,061	—
Nov 18, 2016 AForm 4/A →	Jun 11, 2018, 6:36 pm EDT	PARETEUM CorpTEUM	Robert Harold TurnerSee Remarks, Director	300,000	—	—	300,000	—	amended
Jun 7, 2018 CForm 4 →	Jun 11, 6:38 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	255,000	—	—	367,062,067	—
Jun 7, 2018 MForm 4 →	Jun 11, 6:43 pm EDT	DAVITA INC.DVA	Pamela M ArwayDirector	24,000	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 11, 6:47 pm EDT	SYNAPTICS IncSYNA	Francis F LeeDirector	63,141	—	—	63,141	—
Jun 7, 2018 MForm 4 →	Jun 11, 7:02 pm EDT	CORVEL CORPCRVL	Michael SaverienExec. VP, Risk Mgmt. Services	1,500	—	—	0	—
Jun 7, 2018 MForm 4 →	Jun 11, 7:05 pm EDT	Global Water Resources, Inc.GWRS	L Rita TheilDirector	25,000	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:06 pm EDT	ANTARES PHARMA, INC.ATRS	Robert F ApplePresident & CEO, Director	591,510	—	—	591,510	—
Jun 11, 2018 MForm 4 →	Jun 11, 7:07 pm EDT	CALLAWAY GOLF COELY	Mark F LeposkySr. VP of Global Operations	21,767	—	—	21,767	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:07 pm EDT	ANTARES PHARMA, INC.ATRS	Fred M PowellExecutive Vice President & CFO	177,453	—	—	177,453	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:09 pm EDT	ANTARES PHARMA, INC.ATRS	Peter J GrahamEVP General Counsel, Secretary	177,453	—	—	177,453	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:12 pm EDT	ANTARES PHARMA, INC.ATRS	Thomas J GarrityDirector	76,548	—	—	76,548	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:14 pm EDT	ANTARES PHARMA, INC.ATRS	Jacques GonellaDirector	76,548	—	—	76,548	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:15 pm EDT	ANTARES PHARMA, INC.ATRS	Anton GuethDirector	76,548	—	—	76,548	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:18 pm EDT	ANTARES PHARMA, INC.ATRS	Leonard S JacobDirector	153,097	—	—	153,097	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:19 pm EDT	ANTARES PHARMA, INC.ATRS	Robert P Roche Jr.Director	76,548	—	—	76,548	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:20 pm EDT	ANTARES PHARMA, INC.ATRS	Marvin SamsonDirector	76,548	—	—	76,548	—
Jun 9, 2018 AForm 4 →	Jun 11, 7:22 pm EDT	VITAL THERAPIES INCVTL	John Michael DunnGeneral Counsel and Secretary	45,000	—	—	45,000	—
Jun 9, 2018 AForm 4 →	Jun 11, 7:22 pm EDT	VITAL THERAPIES INCVTL	Richard M MurawskiVice President, Manufacturing	45,000	—	—	45,000	—
Jun 9, 2018 AForm 4 →	Jun 11, 7:22 pm EDT	VITAL THERAPIES INCVTL	Michael V. SwansonChief Financial Officer, EVP	75,000	—	—	75,000	—
Jun 9, 2018 AForm 4 →	Jun 11, 7:23 pm EDT	VITAL THERAPIES INCVTL	Robert A. AshleyChief Technical Officer, EVP	75,000	—	—	75,000	—
Jun 9, 2018 AForm 4 →	Jun 11, 7:23 pm EDT	VITAL THERAPIES INCVTL	Andrew HenryVP, Clinical Operations	50,000	—	—	50,000	—
Jun 9, 2018 AForm 4 →	Jun 11, 7:24 pm EDT	VITAL THERAPIES INCVTL	Duane NashPresident	85,000	—	—	85,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 7:30 pm EDT	NexPoint Strategic Opportunities FundNHF	Dustin David NorrisSecretary, Director	2,495	—	—	0	—
Jun 7, 2018 MForm 4 →	Jun 11, 7:30 pm EDT	NexPoint Strategic Opportunities FundNHF	Robert Jason PostChief Compliance Officer	331	—	—	0	—
Jun 7, 2018 AForm 4 →	Jun 11, 7:31 pm EDT	OncoCyte CorpOCX	Kristine C. MechemVP of Marketing	50,000	—	—	50,000	—
Jun 6, 2018 AForm 4/A →	Jun 11, 7:32 pm EDT	MANNATECH INCMTEX	Tyler RamesonDirector	1,667	—	—	1,667	—
Jun 7, 2018 MForm 4 →	Jun 11, 7:32 pm EDT	NexPoint Strategic Opportunities FundNHF	Clifford StoopsAssistant Treasurer	2,318	—	—	0	—
Jun 7, 2018 MForm 4 →	Jun 11, 7:39 pm EDT	NexPoint Strategic Opportunities FundNHF	James D DonderoSee Remarks, 10% Owner	879,723	—	—	0	—
Jun 11, 2018 MForm 4 →	Jun 11, 7:51 pm EDT	Virtu Financial, Inc.VIRT	Douglas A CifuChief Executive Officer, Director	93,334	—	—	306,666	—
Jun 7, 2018 AForm 4 →	Jun 11, 7:52 pm EDT	GENOMIC HEALTH INCGHDX	Geoffrey M. ParkerDirector	10,000	—	—	10,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 7:53 pm EDT	GENOMIC HEALTH INCGHDX	Ginger L GrahamDirector	10,000	—	—	10,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:53 pm EDT	INTERSECTIONS INCINTX	John M AlbertineDirector	15,000	—	—	15,000	—
Jun 8, 2018 AForm 4 →	Jun 11, 7:54 pm EDT	INTERSECTIONS INCINTX	Mel SeilerDirector	15,000	—	—	15,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 7:54 pm EDT	GENOMIC HEALTH INCGHDX	Ginger L GrahamDirector	10,000	—	—	10,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 7:55 pm EDT	GENOMIC HEALTH INCGHDX	Fred E CohenDirector	10,000	—	—	10,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 7:57 pm EDT	GENOMIC HEALTH INCGHDX	Henry J FuchsDirector	10,000	—	—	10,000	—
Jun 7, 2018 MForm 4 →	Jun 11, 8:00 pm EDT	AMEDISYS INCAMED	David L KemmerlySee Remarks	6,000	—	—	3,375	—
Jun 7, 2018 MForm 4 →	Jun 11, 8:01 pm EDT	AMEDISYS INCAMED	Scott G GinnChief Financial Officer	3,750	—	—	1,875	—
Jun 7, 2018 AForm 4 →	Jun 11, 8:05 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Richard KooDirector	16,679	—	—	16,679	—
Jun 7, 2018 AForm 4 →	Jun 11, 8:08 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Howard LeeDirector	16,679	—	—	16,679	—
Jun 11, 2018 MForm 4 →	Jun 11, 8:08 pm EDT	QUALYS, INC.QLYS	Sumedh S ThakarChief Product Officer	2,000	—	—	29,011	—
Jun 7, 2018 AForm 4 →	Jun 11, 8:10 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Floyd F. PetersenDirector	16,679	—	—	16,679	—
Jun 7, 2018 AForm 4 →	Jun 11, 8:11 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Richard K PrinsDirector	16,679	—	—	16,679	—
Jun 7, 2018 AForm 4 →	Jun 11, 8:15 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Stephen B. ShohetDirector	16,679	—	—	16,679	—
Jun 7, 2018 AForm 4 →	Jun 11, 8:17 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Michael A ZasloffDirector	16,679	—	—	16,679	—
Jun 8, 2018 MForm 4 →	Jun 11, 8:37 pm EDT	EMCORE CORPEMKR	Iain BlackSVP, Operations	6,250	—	—	18,750	—
Jun 7, 2018 AForm 4 →	Jun 11, 8:42 pm EDT	Digital Turbine, Inc.APPS	David WeschActing CAO	40,000	—	—	40,000	—
Jun 7, 2018 AForm 4 →	Jun 11, 9:35 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Douglas E BrooksPresident and CEO, Director	185,000	—	—	185,000	—	amended
Jun 7, 2018 AForm 4 →	Jun 11, 9:36 pm EDT	Energy XXI Gulf Coast, Inc.EGC	Scott M HeckChief Operating Officer	75,000	—	—	75,000	—
Jun 1, 2018 MForm 4/A →	Jun 11, 9:44 pm EDT	PVH CORP. /DE/PVH	Daniel GriederCEO Tommy Hilfiger &PVH Europe	34,229	—	—	12,900	—
Jun 7, 2018 MForm 4 →	Jun 12, 7:01 am EDT	LendingTree, Inc.TREE	Douglas R LebdaChairman & CEO, Director, 10% Owner	14,750	—	—	294,850	—	late
Jun 8, 2018 MForm 4 →	Jun 12, 7:40 am EDT	ACORDA THERAPEUTICS INCACOR	Lauren M SabellaChief Commercial Officer	24,375	—	—	40,625	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:12 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Erich ClementiSenior Vice President	18,101	—	—	6,638	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:13 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Michelle H BrowdySenior Vice President	12,436	—	—	0	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:14 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Diane J GhersonSenior Vice President	11,994	—	—	5,250	—
Jun 8, 2018 MForm 4 →	Jun 12, 8:15 am EDT	LOWES COMPANIES INCLOW	Matthew V HollifieldSVP Chief Accounting Officer	8,194	—	—	5,933	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:15 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	11,398	—	—	5,250	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:17 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Martin J SchroeterSenior Vice President	18,892	—	—	6,035	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:17 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Virginia M RomettyChairman, Pres. and CEO, Director	43,770	—	—	16,052	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:17 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	John E Kelly IIISenior Vice President	18,538	—	—	8,250	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:18 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	James J KavanaughSr. VP and CFO	15,597	—	—	4,225	—
Jun 8, 2018 AMForm 4 →	Jun 12, 8:18 am EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Robert F Del BeneVP, Controller	5,909	—	—	237	—
Feb 9, 2018 JForm 4 →	Jun 12, 8:54 am EDT	Alta Mesa Resources, Inc. /DEAMR	William Wallace McMullenDirector, 10% Owner	81,305,340	—	—	81,305,340	—	late
Jun 8, 2018 MForm 4 →	Jun 12, 8:58 am EDT	Ascena Retail Group, Inc.ASNA	Stacey RauchDirector	17,857	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 9:02 am EDT	Ascena Retail Group, Inc.ASNA	Marc LasryDirector	17,857	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 9:10 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	19,278	—	—	39,142	—	amended
Jun 11, 2018 MForm 4 →	Jun 12, 10:38 am EDT	APPLIED INDUSTRIAL TECHNOLOGIES INCAIT	Peter C WallaceDirector	737	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 12, 10:41 am EDT	STRATA Skin Sciences, Inc.SSKN	Samuel RubinsteinDirector	26,570	—	—	26,570	—
Jun 8, 2018 AForm 4 →	Jun 12, 10:47 am EDT	STRATA Skin Sciences, Inc.SSKN	Nachum ShamirDirector	28,986	—	—	28,986	—
Jun 11, 2018 AForm 4 →	Jun 12, 11:12 am EDT	MedAmerica Properties Inc.MAMP	Vineet P. BediDirector	10,000	—	—	10,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 11:28 am EDT	LITTELFUSE INC /DELFUS	Ryan K StaffordEVP, CLO, CHRO & Corp Secy	4,013	—	—	0	—
Jun 8, 2018 AForm 4 →	Jun 12, 11:39 am EDT	T2 Biosystems, Inc.TTOO	John W CummingDirector	9,000	—	—	9,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 11:40 am EDT	T2 Biosystems, Inc.TTOO	David B ElsbreeDirector	9,000	—	—	9,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 11:40 am EDT	T2 Biosystems, Inc.TTOO	Stanley LapidusDirector	9,000	—	—	9,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 11:41 am EDT	T2 Biosystems, Inc.TTOO	Seymour LiebmanDirector	9,000	—	—	9,000	—
Jun 8, 2018 AForm 4 →	Jun 12, 11:43 am EDT	T2 Biosystems, Inc.TTOO	Michael J. CimaDirector	9,000	—	—	9,000	—
Jun 11, 2018 AForm 4 →	Jun 12, 11:44 am EDT	ITERIS, INC.ITI	James A ChambersSenior Vice President	25,000	—	—	25,000	—
Jun 11, 2018 MForm 4 →	Jun 12, 12:20 pm EDT	KENNAMETAL INCKMT	Lawrence W StranghoenerDirector	7,000	—	—	0	—
May 15, 2018 AForm 4 →	Jun 12, 1:11 pm EDT	PROCTER & GAMBLE CoPG	Jon R MoellerVice Chairman and CFO	152	—	—	2,277	—	late
May 15, 2018 AForm 4 →	Jun 12, 1:13 pm EDT	PROCTER & GAMBLE CoPG	Ciserani GiovanniGrpPres-Global F&HC,Baby&Fem	210	—	—	2,537	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 1:13 pm EDT	Genie Energy Ltd.GNE	Howard S JonasChairman of the Board, Director, 10% Owner	1,048,218	—	—	1,048,218	—
May 15, 2018 AForm 4 →	Jun 12, 1:14 pm EDT	PROCTER & GAMBLE CoPG	Ioannis SkoufalosGlobal Product Supply Officer	65	—	—	723	—	late
Jun 11, 2018 MForm 4 →	Jun 12, 1:58 pm EDT	HUMANA INCHUM	Elizabeth D BierbowerSegment President, Group Bus.	3,538	—	—	0	—
Feb 9, 2018 JForm 4 →	Jun 12, 2:13 pm EDT	Alta Mesa Resources, Inc. /DEAMR	Homer Gene ColeVP & Chief Technical Officer, 10% Owner	201,223	—	—	251,223	—	late
Feb 9, 2018 JForm 4 →	Jun 12, 2:17 pm EDT	Alta Mesa Resources, Inc. /DEAMR	Harlan H. ChappelleCEO, Director, 10% Owner	12,316,208	—	—	12,316,208	—	late
Feb 9, 2018 JForm 4 →	Jun 12, 2:18 pm EDT	Alta Mesa Resources, Inc. /DEAMR	Michael Edward EllisCOO Upstream, Director, 10% Owner	40,505,265	—	—	40,515,265	—	late
Feb 9, 2018 JForm 4 →	Jun 12, 2:20 pm EDT	Alta Mesa Resources, Inc. /DEAMR	Michael Anthony McCabeCFO, 10% Owner	251,223	—	—	251,223	—	late
Jun 8, 2018 AForm 4 →	Jun 12, 2:43 pm EDT	PROTEON THERAPEUTICS INCPRTO	James E Flynn +1Director	12,700	—	—	12,700	—
Jun 8, 2018 AForm 4 →	Jun 12, 2:45 pm EDT	PROTEON THERAPEUTICS INCPRTO	Jonathan S LeffDirector	12,700	—	—	12,700	—
Jun 11, 2018 MForm 4 →	Jun 12, 2:51 pm EDT	BSB Bancorp, Inc.BLMT	John W Gahan IIIDirector	600	—	—	21,164	—
Jan 23, 2018 MForm 4 →	Jun 12, 2:54 pm EDT	TWO RIVER BANCORPTRCB	Joseph Fx OsullivanDirector	11,256	—	—	0	—	late
Jun 8, 2018 MForm 4 →	Jun 12, 2:58 pm EDT	OLD REPUBLIC INTERNATIONAL CORPORI	Spencer Leroy IIIDirector	22,500	—	—	0	—
Jun 8, 2018 MForm 4 →	Jun 12, 3:17 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Karl William WernerCh. Op. & Supp. Dev. Officer	98,881	—	—	4,757	—
Jun 9, 2018 MForm 4 →	Jun 12, 3:43 pm EDT	TRIUMPH GROUP INCTGI	Michael R AbramEVP, Product Support	1,327	—	—	2,654	—
Jun 9, 2018 MForm 4 →	Jun 12, 3:44 pm EDT	TRIUMPH GROUP INCTGI	Daniel J CrowleyPresident & CEO, Director	9,592	—	—	19,186	—
Jun 9, 2018 MForm 4 →	Jun 12, 3:44 pm EDT	TRIUMPH GROUP INCTGI	Thomas K HolzthumEVP, Integrated Systems	1,608	—	—	3,218	—
Jun 9, 2018 MForm 4 →	Jun 12, 3:46 pm EDT	TRIUMPH GROUP INCTGI	Thomas A. Quigley IIIVice President and Controller	590	—	—	1,180	—
Jun 9, 2018 MForm 4 →	Jun 12, 3:47 pm EDT	TRIUMPH GROUP INCTGI	Peter K. A. WickEVP, Aerospace Structures	920	—	—	1,840	—
Jun 9, 2018 MForm 4 →	Jun 12, 3:47 pm EDT	TRIUMPH GROUP INCTGI	John B Wright IISVP, General Counsel&Secretary	1,236	—	—	2,474	—
Jun 9, 2018 MForm 4 →	Jun 12, 3:48 pm EDT	TRIUMPH GROUP INCTGI	James F McCabe Jr.SVP & CFO	2,513	—	—	5,028	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.