SEC Form 4 · accession 0001209191-18-037081
Anterix Inc. · ATEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Harris Schwartz
Officer — President and COO
Period of report
May 14, 2018
Accepted (ET)
Jun 11, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001304492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2018 | F | 1,023 | $25.20 | D | 19,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $28.20 | May 14, 2018 | A | 100,000 | A | — | May 14, 2028 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted May 2017.
- F250% of the option will vest and become exercisable on May 14, 2020, 25% of option will vest and become exercisable on May 14, 2021 and the remaining 25% of the option will vest and become exercisable on May 14, 2022.