SEC Form 4 · accession 0000899243-18-016094
NEXPOINT DIVERSIFIED REAL ESTATE TRUST · NXDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin David Norris
Officer — Secretary · Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2018 | M | 789 | $21.30 | A | 1,027 | I | See footnote |
| Common StockF2 | Jun 7, 2018 | M | 1,706 | $21.30 | A | 6,606 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy)F1 | $21.30 | Jun 7, 2018 | M | 789 | D | May 10, 2018 | May 29, 2018 | Common Stock | 789 | 0 | I |
| Subscription Rights (right to buy)F2 | $21.30 | Jun 7, 2018 | M | 1,706 | D | May 10, 2018 | May 29, 2018 | Common Stock | 1,706 | 0 | I |
Explanation of responses
- F1Includes shares acquired under the issuer's dividend reinvestment plan.
- F2These shares are held pursuant to an employee benefit plan.