SEC Form 4/A · accession 0000899243-18-015972
Altair Engineering Inc. · ALTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George J Christ
10% Owner
Period of report
Nov 3, 2017
Accepted (ET)
Jun 11, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F3 | Nov 3, 2017 | C | 800,000 | $0.00 | A | 800,000 | I | By Christ Revocable Trust dated May 8, 2015 |
| Class A Common StockF1,F3 | Nov 3, 2017 | S | 800,000 | $12.09 | D | 0 | I | By Christ Revocable Trust dated May 8, 2015 |
| Class A Common StockF1,F4 | Nov 3, 2017 | C | 1,200,000 | $0.00 | A | 1,200,000 | I | By GC Investments, LLC |
| Class A Common StockF1,F4 | Nov 3, 2017 | S | 1,200,000 | $12.09 | D | 0 | I | By GC Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F3,F5 | $0.00 | Nov 3, 2017 | C | 800,000 | D | — | — | Class A Common Stock | 800,000 | 8,546,728 | I |
| Class B Common StockF1,F4,F5 | $0.00 | Nov 3, 2017 | C | 1,200,000 | D | — | — | Class A Common Stock | 1,200,000 | 5,224,004 | I |
Explanation of responses
- F1This amendment is being filed to correct the number of shares converted and sold. The number of shares converted and sold was misstated on reporting person's original Form 4 filed with the Securities and Exchange Commission on November 3, 2017.
- F2These shares were sold as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on November 3, 2017. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
- F3The reporting person serves as Trustee. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4Reporting person serves as Manager. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F5Each share of Class B common stock is immediately convertible, at the option of the shareholder, into one share of Class A common stock and shall automatically convert into Class A common stock upon the occurrence of certain events. Please see Altair Engineering Inc. Registration Statement filed with the Securities and Exchange Commission on Form S-1 (File No. 333-220710) for a description of the conversion rights.
Remarks
Exhibit List