SEC Form 4 · accession 0000899243-18-015994
NantHealth, Inc. · NH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Holt
Officer — Chief Financial Officer
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001566469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 14,207 | $0.00 | A | 69,655 | D | |
| Common Stock | Jun 7, 2018 | F | 4,913 | $3.50 | D | 64,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F2 | — | Jun 7, 2018 | M | 14,207 | D | — | — | Common Stock | 14,207 | 28,415 | D |
Explanation of responses
- F1Each share of phantom unit is the economic equivalent of one share of NantHealth, Inc. common stock.
- F2Subject to the reporting person's continuing service, one-half (1/2) of the phantom units held by the reporting person vested on June 7, 2016 (the "Vesting Commencement Date"), and the remaining phantom units held by the reporting person shall vest in equal amounts each year on the same day of the month as the Vesting Commencement Date, such that the phantom units shall fully vest into shares of common stock on the fourth (4th) anniversary of the Vesting Commencement Date.