SEC Form 4 · accession 0001665918-18-000100
US Foods Holding Corp. · USFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Kvasnicka
Officer — See Remarks
Period of report
Jun 8, 2018
Accepted (ET)
Jun 11, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001665918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2018 | M | 12,141 | $14.58 | A | 22,293 | D | |
| Common Stock | Jun 8, 2018 | M | 14,314 | $23.18 | A | 36,607 | D | |
| Common Stock | Jun 8, 2018 | M | 5,074 | $23.50 | A | 41,681 | D | |
| Common Stock | Jun 8, 2018 | M | 11,156 | $30.39 | A | 52,837 | D | |
| Common StockF1 | Jun 8, 2018 | S | 42,685 | $37.183 | D | 10,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $14.58 | Jun 8, 2018 | M | 6,071 | D | — | Nov 16, 2025 | Common Stock | 6,071 | 6,070 | D |
| Employee Stock Option (right to buy)F3 | $23.18 | Jun 8, 2018 | M | 7,157 | D | — | Jun 23, 2026 | Common Stock | 7,157 | 14,313 | D |
| Employee Stock Option (right to buy)F4 | $30.39 | Jun 8, 2018 | M | 11,156 | D | — | Jun 3, 2027 | Common Stock | 11,156 | 22,312 | D |
| Employee Stock Option (right to buy) | $14.58 | Jun 8, 2018 | M | 6,070 | D | Jun 3, 2018 | Nov 16, 2025 | Common Stock | 6,070 | 0 | D |
| Employee Stock Option (right to buy) | $23.18 | Jun 8, 2018 | M | 7,157 | D | Jun 3, 2018 | Jun 23, 2026 | Common Stock | 7,157 | 0 | D |
| Employee Stock Option (right to buy) | $23.50 | Jun 8, 2018 | M | 2,537 | D | Jun 3, 2018 | Nov 11, 2026 | Common Stock | 2,537 | 0 | D |
| Employee Stock Option (right to buy)F5 | $23.50 | Jun 8, 2018 | M | 2,537 | D | — | Nov 11, 2026 | Common Stock | 2,537 | 5,074 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.141 to $37.235, inclusive. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price in the range, upon request, to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission.
- F2The stock option, representing the right to purchase 24,281 shares, was granted on November 16, 2015 and vests annually in four equal installments beginning on June 3, 2016.
- F3The stock option, representing the right to purchase 28,626 shares, was granted on June 23, 2016 and vests annually in four equal installments beginning on June 3, 2017.
- F4The stock option, representing the right to purchase 33,468 shares, was granted on June 3, 2017 and vests annually in three equal installments beginning on June 3, 2018.
- F5The stock option, representing the right to purchase 10,147 shares, was granted on November 11, 2016 and vests annually in four equal installments beginning on June 3, 2017.
Remarks
Executive Vice President, Locally-Managed Sales and Field Operations