SEC Form 4 · accession 0001562180-18-002955
INTERNATIONAL BUSINESS MACHINES CORP · IBM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Schroeter
Officer — Senior Vice President
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 8:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000051143
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2018 | M | 2,750 | $0.00 | A | 55,383 | D | |
| Common Stock | Jun 8, 2018 | F | 1,347 | $145.405 | D | 54,036 | D | |
| Common Stock | Jun 8, 2018 | M | 3,017 | $0.00 | A | 57,053 | D | |
| Common Stock | Jun 8, 2018 | F | 1,478 | $145.405 | D | 55,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rst. Stock UnitF1 | $0.00 | Jun 8, 2018 | A | 13,125 | A | — | — | Common Stock | 13,125 | 13,125 | D |
| Rst. Stock UnitF2 | $0.00 | Jun 8, 2018 | M | 2,750 | D | — | — | Common Stock | 2,750 | 8,250 | D |
| Rst. Stock UnitF2 | $0.00 | Jun 8, 2018 | M | 3,017 | D | — | — | Common Stock | 3,017 | 6,035 | D |
Explanation of responses
- F1Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,281 of these units on 06/08/2019, 3,281 of these units on 06/08/2020, 3,281 of these units on 06/08/2021, and 3,282 of these units on 06/08/2022.
- F2These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
- F3Release of restricted stock units.