SEC Form 4 · accession 0001494650-18-000058
OptiNose, Inc. · OPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P O'Neil
Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2018 | P | 2,000 | $22.75 | A | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $22.50 | Jun 7, 2018 | A | 28,879 | A | — | Jun 6, 2028 | Common Stock | 28,879 | 28,879 | D |
Explanation of responses
- F1The option vests and becomes exercisable over a three-year period commencing on June 7, 2018. Thirty-three percent (33%) of the option vests and becomes exercisable on June 7, 2019, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining two years of the three-year period, subject to continued service with the Issuer.