Insider · CIK 0001436861

Paolo Pucci

Files at: ARQL, (NLNK), WST, DYAX. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $131k · 11sales $0 · 0net $131k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 8, 2018 FMForm 4 →	Jun 11, 4:32 pm EDT	ARQULE INCARQL	852,286	$4.71	$4,011,213	568,208	—	plan?
May 18, 2018 PForm 4 →	May 18, 12:02 pm EDT	ARQULE INCARQL	15,000	$3.39	$50,849	420,494	+3.70%	plan?
May 10, 2018 PForm 4 →	May 11, 11:23 am EDT	ARQULE INCARQL	1,300	$2.64	$3,427	405,494	+0.32%	plan?
May 1, 2018 AForm 4 →	May 3, 5:44 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	1,824	—	—	4,802	—	plan?
Sep 7, 2017 PForm 4 →	Sep 8, 10:17 am EDT	ARQULE INCARQL	1,101	$1.15	$1,261	404,194	+0.27%	plan?
Sep 6, 2017 PForm 4 →	Sep 7, 10:29 am EDT	ARQULE INCARQL	16,397	$1.15	$18,840	403,093	+4.24%	plan?
Sep 5, 2017 PForm 4 →	Sep 6, 11:47 am EDT	ARQULE INCARQL	19,156	$1.14	$21,844	386,696	+5.21%	plan?
Aug 29, 2017 PForm 4 →	Aug 31, 9:52 am EDT	ARQULE INCARQL	300	$1.05	$315	367,540	+0.08%	plan?
Aug 28, 2017 PForm 4 →	Aug 29, 10:10 am EDT	ARQULE INCARQL	2,970	$1.05	$3,115	367,240	+0.82%	plan?
Aug 24, 2017 PForm 4 →	Aug 28, 11:51 am EDT	ARQULE INCARQL	9,492	$1.05	$9,948	364,270	+2.68%	plan?
May 2, 2017 AForm 4 →	May 3, 2:54 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	1,697	—	—	2,978	—	plan?
Sep 12, 2016 AForm 4 →	Sep 13, 9:21 am EDT	WEST PHARMACEUTICAL SERVICES INCWST	1,277	—	—	1,277	—	plan?
Mar 3, 2016 MForm 4 →	Mar 4, 2:15 pm EST	ARQULE INCARQL	97,498	$1.16	$113,098	354,778	—	plan?
Jan 22, 2016 DForm 4 →	Jan 22, 4:10 pm EST	DYAX CORPDYAX	80,000	—	—	0	—	plan?
Jan 13, 2016 MForm 4 →	Jan 15, 4:19 pm EST	DYAX CORPDYAX	75,000	$1.51	$113,250	80,000	—	plan?
Dec 15, 2015 PForm 4 →	Dec 16, 10:08 am EST	ARQULE INCARQL	1,283	$2.16	$2,771	257,280	+0.50%	plan?
Dec 11, 2015 PForm 4 →	Dec 14, 2:33 pm EST	ARQULE INCARQL	1,108	$2.10	$2,324	255,997	+0.43%	plan?
Dec 9, 2015 PForm 4 →	Dec 11, 12:47 pm EST	ARQULE INCARQL	7,609	$2.10	$15,963	254,889	+3.08%	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 12, 2019 AForm 4 →	Mar 14, 6:15 pm EDT	ARQULE INCARQL	300,000	—	—	300,000	—
Jan 15, 2019 AForm 4 →	Jan 17, 2:06 pm EST	ARQULE INCARQL	650,850	—	—	650,850	—
Jul 23, 2018 AForm 4 →	Jul 25, 3:55 pm EDT	ARQULE INCARQL	150,000	—	—	150,000	—
Jun 8, 2018 MForm 4 →	Jun 11, 4:32 pm EDT	ARQULE INCARQL	500,000	—	—	0	—
May 23, 2018 AForm 4 →	May 25, 6:00 pm EDT	NEWLINK GENETICS CORP(NLNK)	27,777	—	—	27,777	—
May 8, 2018 AForm 4 →	May 11, 3:56 pm EDT	ARQULE INCARQL	80,000	—	—	80,000	—	late
Jan 16, 2018 AForm 4 →	May 10, 2:31 pm EDT	ARQULE INCARQL	249,000	—	—	249,000	—	late
May 12, 2017 AForm 4 →	May 16, 5:21 pm EDT	NEWLINK GENETICS CORP(NLNK)	13,309	—	—	13,309	—
Jan 17, 2017 AForm 4 →	Jan 18, 4:14 pm EST	ARQULE INCARQL	300,000	—	—	300,000	—
Sep 30, 2016 AForm 4 →	Oct 4, 3:07 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	56	$74.12	$4,153	56	—
Aug 9, 2016 AForm 4 →	Aug 11, 5:16 pm EDT	NEWLINK GENETICS CORP(NLNK)	22,556	—	—	4,783	—
Mar 3, 2016 MForm 4 →	Mar 4, 2:15 pm EST	ARQULE INCARQL	97,498	—	—	292,502	—
Jan 22, 2016 DForm 4 →	Jan 22, 4:10 pm EST	DYAX CORPDYAX	50,000	—	—	0	—
Jan 19, 2016 AForm 4 →	Jan 20, 11:09 am EST	ARQULE INCARQL	480,000	—	—	480,000	—
Jan 13, 2016 MForm 4 →	Jan 15, 4:19 pm EST	DYAX CORPDYAX	75,000	—	—	0	—
May 12, 2015 AForm 4 →	May 14, 4:12 pm EDT	DYAX CORPDYAX	50,000	—	—	50,000	—
Jan 20, 2015 AForm 4 →	Jan 21, 11:55 am EST	ARQULE INCARQL	390,000	—	—	390,000	—