SEC Form 4 · accession 0001019695-16-000069
ARQULE INC · ARQL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paolo Pucci
Officer — Chief Executive Officer
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001019695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | M | 97,498 | $1.16 | A | 354,778 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.16 | Mar 3, 2016 | M | 97,498 | D | — | Jan 20, 2015 | Common Stock | 97,498 | 292,502 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 390,000 shares, was granted on January 20, 2015 and vests in four (4) equal installments.