SEC Form 4 · accession 0001209191-18-037204

RB GLOBAL INC. · RBA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Ch. Op. & Supp. Dev. Officer

Period of report

Jun 8, 2018

Accepted (ET)

Jun 12, 2018 · 3:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001046102

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares	Jun 8, 2018	S	3,390	$35.49	D	3	I	Employee Stock Purchase Plan
Common Shares	Jun 8, 2018	M	3,827	$21.82	A	3,827	D
Common Shares	Jun 8, 2018	M	9,600	$25.91	A	13,427	D
Common Shares	Jun 8, 2018	M	9,500	$23.44	A	22,927	D
Common Shares	Jun 8, 2018	M	13,600	$21.34	A	36,527	D
Common Shares	Jun 8, 2018	M	16,284	$22.46	A	52,811	D
Common Shares	Jun 8, 2018	M	26,222	$24.07	A	79,033	D
Common Shares	Jun 8, 2018	M	19,848	$24.84	A	98,881	D
Common Shares	Jun 8, 2018	S	98,881	$35.52	D	0	D
Common Shares	holding	—	—		—	27,896	I	Long Term Investment Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1	$21.82	Jun 8, 2018	M	3,827	D	—	Mar 11, 2020	Common Shares	3,827	0	D
Employee Stock Option (Right to Buy)^F2	$25.91	Jun 8, 2018	M	9,600	D	—	Mar 3, 2021	Common Shares	9,600	0	D
Employee Stock Option (Right to Buy)^F3	$23.44	Jun 8, 2018	M	9,500	D	—	Mar 6, 2022	Common Shares	9,500	0	D
Employee Stock Option (Right to Buy)^F4	$21.34	Jun 8, 2018	M	13,600	D	—	Mar 5, 2023	Common Shares	13,600	0	D
Employee Stock Option (Right to Buy)^F5	$22.46	Jun 8, 2018	M	16,284	D	—	Mar 11, 2024	Common Shares	16,284	0	D
Employee Stock Option (Right to Buy)^F6	$24.07	Jun 8, 2018	M	26,222	D	—	Mar 2, 2026	Common Shares	26,222	13,110	D
Employee Stock Option (Right to Buy)^F7	$24.84	Jun 8, 2018	M	19,848	D	—	Mar 10, 2025	Common Shares	19,848	4,757	D

F1The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.
F2The option was granted on March 3, 2011 and vested in three equal annual installments beginning on March 3, 2012.
F3The option was granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013.
F4The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014.
F5The option was granted on March 11, 2014 and vested in three equal annual installments beginning on March 11, 2015.
F6The option was granted on March 2, 2016 and vested in three equal annual installments beginning on March 2, 2017.
F7The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016.