SEC Form 4 · accession 0001562180-18-002949
Vulcan Materials CO · VMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley G Bass
Officer — Chief Growth Officer
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001396009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 9,630 | $47.47 | A | 31,569 | D | |
| Common Stock | Jun 7, 2018 | F | 5,521 | $130.23 | D | 26,048 | D | |
| Common Stock | Jun 11, 2018 | S | 4,109 | $130.00 | D | 21,939 | D | |
| Common Stock (401k) | holding | — | — | — | 14,162 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $47.47 | Jun 7, 2018 | M | 9,630 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 9,630 | 0 | D |
Explanation of responses
- F1The transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2018.
- F2Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.