SEC Form 4 · accession 0001343034-18-000060
TWO RIVER BANCORP · TRCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Fx Osullivan
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jun 12, 2018 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001343034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2018 | M | 5,848 | $3.21 | A | 88,138 | D | |
| Common Stock | Jan 23, 2018 | M | 5,408 | $4.94 | A | 93,546 | D | |
| Common Stock | holding | — | — | — | 12,754 | I | By IRA | |
| Common Stock | holding | — | — | — | 882 | I | Through Trust for Daughter | |
| Common Stock | holding | — | — | — | 882 | I | Through Trust For Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy)F1 | $3.21 | Jan 23, 2018 | M | 5,848 | A | — | Jan 20, 2019 | Common Stock | 5,848 | 0 | D |
| Common StockF1 | $4.94 | Jan 23, 2018 | M | 5,408 | A | — | Dec 12, 2021 | Common Stock | 5,408 | 0 | D |
Explanation of responses
- F1All options are exercisable.