SEC Form 4 · accession 0001073398-18-000011
ICU MEDICAL INC/DE · ICUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Swinney
Director
Period of report
Jun 11, 2018
Accepted (ET)
Jun 11, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2018 | X | 3,000 | $0.00 | A | 18,383 | D | |
| Common StockF2 | Jun 11, 2018 | S | 343 | $290.95 | D | 18,040 | D | |
| Common Stock | holding | — | — | — | 1,125 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $27.45 | Jun 11, 2018 | X | 1,500 | D | — | Jul 21, 2018 | Common Stock | 1,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $34.53 | Jun 11, 2018 | X | 1,500 | D | — | Oct 20, 2018 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018.
- F2All shares sold were sold at the exact price disclosed.
- F3Options exercisable in four equal annual cumulative installments commencing one year after the grant date.