SEC Form 4 · accession 0000060667-18-000122
LOWES COMPANIES INC · LOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew V Hollifield
Officer — SVP Chief Accounting Officer
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 8:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2018 | M | 5,227 | $69.44 | A | 36,428 | D | |
| Common Stock | Jun 8, 2018 | M | 2,967 | $71.31 | A | 39,395 | D | |
| Common Stock | Jun 8, 2018 | S | 8,194 | $99.5533 | D | 31,201 | D | |
| Common Stock | Jun 8, 2018 | S | 4,168 | $99.5848 | D | 27,033 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $69.44 | Jun 8, 2018 | M | 5,227 | D | — | Sep 15, 2025 | Common Stock | 5,227 | 2,613 | D |
| Non-Qualified Stock Option (right to buy)F3 | $71.31 | Jun 8, 2018 | M | 2,967 | D | — | Sep 15, 2026 | Common Stock | 2,967 | 5,933 | D |
Explanation of responses
- F1Direct holdings include 131 shares acquired under the Lowe's Employee Stock Purchase Plan.
- F2The option vests in three annual installments beginning on September 15, 2016.
- F3The option vests in three annual installments beginning on September 15, 2017.