SEC Form 4/A · accession 0001494650-18-000060
OptiNose, Inc. · OPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sandra L Helton
Director
Period of report
Feb 22, 2018
Accepted (ET)
Jun 11, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494650
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $17.59 | Feb 22, 2018 | A | 28,879 | A | — | Feb 22, 2028 | Common Stock | 28,879 | 28,879 | D |
Explanation of responses
- F1Footnote No. 1 in the Form 4 originally filed on February 22, 2018 contained an error regarding the vesting schedule of the Stock Option (Right to Buy) granted to the Reporting Person on February 22, 2018. Footnote No. 1 is hereby corrected as follows: The option vests and becomes exercisable over a three-year period commencing on February 22, 2018. Thirty-three percent (33%) of the option vests and becomes exercisable on February 22, 2019, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining two years of the three-year period, subject to continued service with the Issuer.