SEC Form 4 · accession 0001370637-18-000077
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret Mary Smyth
Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 4,931 | $0.00 | A | 11,575 | D | |
| Common Stock | Jun 9, 2018 | M | 6,643 | $0.00 | A | 18,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 7, 2018 | M | 4,931 | D | — | — | Common Stock | 4,931 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 9, 2018 | M | 6,643 | D | — | — | Common Stock | 6,643 | 6,644 | D |
| Restricted Stock UnitsF1,F4 | — | Jun 7, 2018 | A | 3,029 | A | — | — | Common Stock | 3,029 | 3,029 | D |
| Director stock option (right to buy)F4 | $33.43 | Jun 7, 2018 | A | 6,909 | A | — | Jun 6, 2028 | Common Stock | 6,909 | 6,909 | D |
Explanation of responses
- F1Units correspond 1-for-1 with common stock.
- F2100% of this award vested on June 7, 2018.
- F3This award vests in equal installments on each of the first three anniversaries of the grant date, subject to the reporting person's continuous service through those dates.
- F4This award is granted as part of the reporting person's annual retainer under the Etsy, Inc. Compensation Program for Non-Employee Directors. 100% of this award will vest on the date of the next Annual Meeting of Stockholders, subject to the reporting person's continuous service as a member of the Board of Directors.