SEC Form 4 · accession 0001209191-18-037022
Alarm.com Holdings, Inc. · ALRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Hutz
Officer — Chief Systems Architect
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 4,500 | $1.20 | A | 97,022 | D | |
| Common Stock | Jun 7, 2018 | M | 9,664 | $3.89 | A | 106,686 | D | |
| Common Stock | Jun 7, 2018 | M | 21,000 | $4.00 | A | 127,686 | D | |
| Common StockF1 | Jun 7, 2018 | S | 35,164 | $45.35 | D | 92,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $1.20 | Jun 7, 2018 | M | 4,500 | D | — | Sep 26, 2021 | Common Stock | 4,500 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $3.89 | Jun 7, 2018 | M | 9,664 | D | — | Jul 11, 2022 | Common Stock | 9,664 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $4.00 | Jun 7, 2018 | M | 21,000 | D | — | Dec 23, 2023 | Common Stock | 21,000 | 3,500 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.17 - $45.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Fully vested.
- F3The option vested with respect to 20% of the shares on December 23, 2014 and, with respect to 1/48th of the remaining shares, on the first day of each month thereafter over the following four years, subject to the Reporting Person's continuous service through each vesting date.