SEC Form 4 · accession 0001593968-18-000888
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lindstrom
Director
Period of report
Jun 8, 2018
Accepted (ET)
Jun 11, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2018 | M | 2,500 | $29.68 | A | 22,500 | D | |
| Common Stock | Jun 8, 2018 | S | 2,500 | $49.455 | D | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $29.68 | Jun 8, 2018 | M | 2,500 | D | Jan 1, 2014 | Jan 1, 2019 | SMTC | 2,500 | 2,500 | D |
Explanation of responses
- F1This grant vests in four annual installments beginning on January 1, 2014.