SEC Form 4 · accession 0000927066-18-000130
DAVITA INC. · DVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela M Arway
Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000927066
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 24,000 | $65.08 | A | 39,235 | D | |
| Common Stock | Jun 7, 2018 | F | 22,736 | $68.70 | D | 16,499 | D | |
| Common StockF1 | Jun 7, 2018 | S | 1,264 | $68.7639 | D | 15,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $65.08 | Jun 7, 2018 | M | 24,000 | D | Jun 17, 2014 | Jun 17, 2018 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price of $68.7639. The range of prices for the sale of these shares was $68.7300 - $68.8400 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.