SEC Form 4 · accession 0001314037-18-000009
Cooper-Standard Holdings Inc. · CPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Pumphrey
Officer — Sr VP & President, NA
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 7, 2018 | M | 8,700 | $43.50 | A | 27,963 | D | |
| Common stock | Jun 7, 2018 | F | 5,366 | $135.75 | D | 22,597 | D | |
| Common stock | Jun 7, 2018 | M | 10,900 | $45.00 | A | 33,497 | D | |
| Common stock | Jun 7, 2018 | F | 6,791 | $135.75 | D | 26,706 | D | |
| Common stock | Jun 8, 2018 | S | 7,443 | $134.84 | D | 19,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $43.50 | Jun 7, 2018 | M | 8,700 | D | Aug 16, 2014 | Aug 16, 2021 | Common stock | 8,700 | 0 | D |
| Stock OptionsF3 | $45.00 | Jun 7, 2018 | M | 10,900 | D | Mar 9, 2015 | Mar 9, 2022 | Common stock | 10,900 | 0 | D |
Explanation of responses
- F1Exercise of options and sale of underlying shares were pursuant to a pre-established 10b5-1 trading plan adopted by the Reporting Person.
- F2These are time-based employee stock options (right-to-buy) that vested on August 16, 2014.
- F3These are time-based employee stock options (right-to-buy) that vested on on March 9, 2015.