SEC Form 4 · accession 0000899243-18-015975
Altair Engineering Inc. · ALTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George J Christ
10% Owner
Period of report
Jun 11, 2018
Accepted (ET)
Jun 11, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001701732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 11, 2018 | C | 400,000 | $0.00 | A | 400,000 | I | By Christ Revocable Trust dated May 8, 2015 |
| Class A Common StockF1 | Jun 11, 2018 | S | 400,000 | $33.425 | D | 0 | I | By Christ Revocable Trust dated May 8, 2015 |
| Class A Common StockF2 | Jun 11, 2018 | C | 200,000 | $0.00 | A | 200,000 | I | By GC Investments, LLC |
| Class A Common StockF2 | Jun 11, 2018 | S | 200,000 | $33.425 | D | 0 | I | By GC Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F3 | $0.00 | Jun 11, 2018 | C | 400,000 | D | — | — | Class A Common Stock | 400,000 | 8,146,728 | I |
| Class B Common StockF2,F3 | $0.00 | Jun 11, 2018 | C | 200,000 | D | — | — | Class A Common Stock | 200,000 | 5,024,004 | I |
Explanation of responses
- F1Reporting person serves as Trustee. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2Reporting person serves as Manager. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3Each share of Class B common stock is immediately convertible, at the option of the shareholder, into one share of Class A common stock and shall automatically convert into Class A common stock upon the occurrence of certain events. Please see Altair Engineering Inc. Registration Statement filed with the Securities and Exchange Commission on Form S-1 (File No. 333-225412) for a description of the conversion rights.