SEC Form 4 · accession 0001209191-18-037035
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl William Werner
Officer — Ch. Op. & Supp. Dev. Officer
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 7, 2018 | M | 3,173 | $24.84 | A | 3,173 | D | |
| Common Shares | Jun 7, 2018 | M | 2,573 | $21.82 | A | 5,746 | D | |
| Common Shares | Jun 7, 2018 | S | 5,746 | $35.40 | D | 0 | D | |
| Common Shares | holding | — | — | — | 27,896 | I | Long Term Investment Plan | |
| Common Shares | holding | — | — | — | 3,393 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $24.84 | Jun 7, 2018 | M | 3,173 | D | — | Mar 10, 2025 | Common Shares | 3,173 | 24,605 | D |
| Employee Stock Option (Right to Buy)F2 | $21.82 | Jun 7, 2018 | M | 2,573 | D | — | Mar 11, 2020 | Common Shares | 2,573 | 3,827 | D |
Explanation of responses
- F1The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016.
- F2The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.