SEC Form 4 · accession 0001593968-18-000897
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Knute P. Kurtz
Director
Period of report
Jun 8, 2018
Accepted (ET)
Jun 11, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 8, 2018 | M | 5,576 | — | A | 5,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jun 8, 2018 | M | 5,576 | D | — | — | Common Stock | 5,576 | 0 | D |
Explanation of responses
- F1Represents the automatic settlement upon vesting of restricted stock units that had been issued to reporting person on June 8, 2017.
- F2The restricted stock units were converted into common stock on a one-for-one basis, and no purchase price was paid.
- F3Each restricted stock unit represents a right to receive one share of common stock.
- F4The restricted stock units vested on June 8, 2018.