SEC Form 4 · accession 0001140361-18-028050
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jane Broussard
Officer — GC and Corporate Secretary
Period of report
Jun 8, 2018
Accepted (ET)
Jun 11, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 8, 2018 | M | 10,000 | $9.7536 | A | 36,188 | D | |
| Common StockF2 | Jun 8, 2018 | S | 10,000 | $38.00 | D | 26,188 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $9.7536 | Jun 8, 2018 | M | 1,145 | D | — | Mar 27, 2024 | Common Stock | 1,145 | 7,049 | D |
| Employee Stock Option (Right to Buy)F4 | $9.7536 | Jun 8, 2018 | M | 8,855 | D | — | Jun 3, 2024 | Common Stock | 8,855 | 19,467 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2017.
- F2This amount includes 2,772 shares deliverable upon vesting and settlement of restricted stock units.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2017.
- F4These options are fully vested.