Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Mar 15, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

298 filings · trading day Mar 15, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 10, 2018 AForm 4 →	Mar 15, 1:07 pm EDT	LUMINEX CORPLMNX	Nachum ShamirPresident & CEO, Director	334,896	$18.04	$6,041,524	334,896	—	late
Mar 10, 2018 AForm 4 →	Mar 15, 11:51 am EDT	LUMINEX CORPLMNX	Richard W. Rew IISVP, Gen Counsel & Corp Secy	58,607	$18.04	$1,057,270	58,607	—	late
Mar 1, 2018 AForm 4 →	Mar 15, 2:32 pm EDT	ASSOCIATED BANC-CORPASB	Tammy C. StadlerPrincipal Accounting Officer	19,972	$24.70	$493,308	19,972	—	late
Mar 12, 2018 MForm 4 →	Mar 14, 5:17 pm EDT	Nutanix, Inc.NTNX	David SangsterEVP, Operations	100,082	$3.12	$312,342	102,918	—
Mar 1, 2018 AMForm 4 →	Mar 15, 2:00 pm EDT	People's Utah BancorpPUB	Lane E. WilsonSVP/Chief Sales Officer	23,349	$10.04	$223,030	1,142	—	late
Mar 14, 2018 MForm 4 →	Mar 15, 10:09 am EDT	PROS Holdings, Inc.PRO	Andres ReinerPresident & CEO, Director	15,000	$12.72	$190,800	35,000	—
Mar 8, 2018 AForm 4 →	Mar 14, 5:00 pm EDT	CRYO CELL INTERNATIONAL INCCCEL	David PortnoyCo-Chief Executive Officer, Director	23,636	$7.92	$187,197	23,636	—	late
Mar 8, 2018 AForm 4 →	Mar 14, 5:00 pm EDT	CRYO CELL INTERNATIONAL INCCCEL	Mark L. PortnoyCo-Chief Executive Officer, Director	20,000	$7.92	$158,400	20,000	—	late
Mar 13, 2018 AForm 4 →	Mar 14, 8:08 pm EDT	MAGNEGAS CORPMNGA	Scott MahoneyChief Financial Officer, Director	100,000	$0.93	$93,000	101,481	—
Mar 13, 2018 AForm 4 →	Mar 14, 8:15 pm EDT	MAGNEGAS CORPMNGA	Ermanno SantilliChief Executive Officer, Director	100,000	$0.93	$93,000	108,695	—
Mar 13, 2018 MForm 4 →	Mar 15, 10:50 am EDT	SEI INVESTMENTS COSEIC	N Jeffrey KlauderEXECUTIVE VICE PRESIDENT	3,637	$23.86	$86,779	16,363	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:05 pm EDT	MEDNAX, INC.MD	John C PepiaPrincipal Accounting Officer	3,000	$27.72	$83,145	3,000	—
Mar 13, 2018 MForm 4 →	Mar 15, 10:54 am EDT	SEI INVESTMENTS COSEIC	Stephen MeyerEXECUTIVE VICE PRESIDENT	5,052	$14.62	$73,860	4,524	—
Mar 14, 2018 MForm 4 →	Mar 15, 3:50 pm EDT	LAKELAND BANCORP INCLBAI	Edward B DeutschDirector	6,200	$9.44	$58,528	28,528	—
Mar 13, 2018 MForm 4 →	Mar 15, 11:24 am EDT	COLUMBUS MCKINNON CORPCMCO	Alan S KormanVP, Gen'l Counsel & Secretary	2,000	$15.16	$30,320	16,140	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:44 pm EDT	PPG INDUSTRIES INCPPG	Hugh GrantDirector	251	$116.46	$29,186	63,834	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:25 pm EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Alan B Graf Jr.Director	287	$89.47	$25,678	26,929	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:52 pm EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Philip W NorwoodDirector	252	$89.47	$22,546	16,158	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:45 pm EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	William Reid SandersDirector	221	$89.47	$19,773	6,584	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:42 pm EDT	PPG INDUSTRIES INCPPG	Victoria F HaynesDirector	161	$116.46	$18,790	40,644	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:54 pm EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Monica Houle McGurkDirector	210	$89.47	$18,789	4,068	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:28 pm EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Russell R FrenchDirector	203	$89.47	$18,162	3,179	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:49 pm EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Gary ShorbDirector	203	$89.47	$18,162	12,008	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:34 pm EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	David P StockertDirector	199	$89.47	$17,805	2,114	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:41 pm EDT	MID AMERICA APARTMENT COMMUNITIES INCMAA	Thomas H LowderDirector	199	$89.47	$17,805	1,538	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:47 pm EDT	PPG INDUSTRIES INCPPG	James G BergesDirector	137	$116.46	$15,971	35,627	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:37 pm EDT	PPG INDUSTRIES INCPPG	Michele J HooperDirector	124	$116.46	$14,390	32,101	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:48 pm EDT	PPG INDUSTRIES INCPPG	Stephen F AngelDirector	97	$116.46	$11,332	24,007	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:45 pm EDT	PPG INDUSTRIES INCPPG	John V FaraciDirector	51	$116.46	$5,913	11,917	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:18 pm EDT	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	33	$116.46	$3,810	8,509	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:35 pm EDT	PPG INDUSTRIES INCPPG	Michael W LamachDirector	14	$116.46	$1,653	2,414	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:19 pm EDT	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	10	$116.46	$1,117	2,533	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:41 pm EDT	PPG INDUSTRIES INCPPG	Melanie HealeyDirector	9	$116.46	$1,010	979	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:39 pm EDT	PPG INDUSTRIES INCPPG	Gary R. HemingerDirector	4	$116.46	$430	11	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:10 pm EDT	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP & Gen. Counsel	3	$116.46	$315	712	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:20 pm EDT	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	1	$116.46	$156	359	—
Nov 22, 2017 JForm 5/A →	Mar 14, 2018, 4:01 pm EDT	ONE Group Hospitality, Inc.STKS	David Kanen +210% Owner	125,000	—	—	125,000	—
Mar 14, 2018 MForm 4 →	Mar 14, 4:01 pm EDT	REGENERON PHARMACEUTICALS INCREGN	Joseph L GoldsteinDirector	2,000	—	—	8,000	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:03 pm EDT	LAS VEGAS SANDS CORPLVS	Robert G GoldsteinPresident & COO, Director	39,155	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:03 pm EDT	Allegion plcALLE	Tracy L KempSr. Vice President	11,538	—	—	6,607	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:03 pm EDT	WESCO INTERNATIONAL INCWCC	Lynn M UtterDirector	2,000	—	—	2,000	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:03 pm EDT	ANALOG DEVICES INCADI	Neil S NovichDirector	2,155	—	—	2,155	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:03 pm EDT	ANALOG DEVICES INCADI	Mark M LittleDirector	2,155	—	—	2,155	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:03 pm EDT	CORNING INC /NYGLW	Christine M PambianchiSenior VP, Human Resources	1,000	—	—	0	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:03 pm EDT	ANALOG DEVICES INCADI	Ray StataDirector	2,155	—	—	2,155	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:04 pm EDT	ANALOG DEVICES INCADI	Bruce R EvansDirector	2,155	—	—	2,155	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:04 pm EDT	ANALOG DEVICES INCADI	Lisa T SuDirector	2,155	—	—	2,155	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:05 pm EDT	ANALOG DEVICES INCADI	Kenton J SicchitanoDirector	2,155	—	—	2,155	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:05 pm EDT	Teladoc, Inc.TDOC	Stephany VerstraeteChief Marketing Officer	1,925	—	—	5,775	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:05 pm EDT	ANALOG DEVICES INCADI	Edward H. FrankDirector	2,155	—	—	2,155	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:05 pm EDT	Wingstop Inc.WING	Madison JobeSee Remarks	1,926	—	—	3,852	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:06 pm EDT	ANALOG DEVICES INCADI	James ChampyDirector	2,155	—	—	2,155	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:06 pm EDT	PATTERSON UTI ENERGY INCPTEN	Terry H HuntDirector	10,000	—	—	0	—
Mar 6, 2018 AForm 4 →	Mar 14, 4:11 pm EDT	ICU MEDICAL INC/DEICUI	Christian B. VoigtlanderChief Operating Officer	3,520	—	—	3,520	—	late
Mar 12, 2018 MForm 4 →	Mar 14, 4:12 pm EDT	LABORATORY CORP OF AMERICA HOLDINGSLH	Edward T DodsonPrincipal Accounting Officer	400	—	—	1,534	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:13 pm EDT	ICF International, Inc.ICFI	Sudhakar KesavanChairman & CEO, Director	15,836	—	—	93,053	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:13 pm EDT	ICF International, Inc.ICFI	John WassonPresident & COO	7,327	—	—	44,799	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:13 pm EDT	ICF International, Inc.ICFI	James C M MorganChief Fiancial Officer	5,677	—	—	35,681	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:13 pm EDT	ICF International, Inc.ICFI	Ellen GloverExecutive Vice President	2,583	—	—	13,113	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:13 pm EDT	ICF International, Inc.ICFI	Sergio J OstriaExecutive Vice President	2,152	—	—	11,325	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:13 pm EDT	ICF International, Inc.ICFI	Richard Dewayne TaylorSVP & Principal Acct. Officer	995	—	—	5,403	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:14 pm EDT	Fidelity National Information Services, Inc.FIS	James W. WoodallCorporate EVP - CFO	87,195	—	—	87,194	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:14 pm EDT	KELLY SERVICES INCKELYA	Jane E DuttonDirector	9	—	—	3,534	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:15 pm EDT	ZOGENIX, INC.ZGNX	Roger HawleyDirector	35,000	—	—	5,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:15 pm EDT	ZOGENIX, INC.ZGNX	Louis C BockDirector	24,716	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:17 pm EDT	International Stem Cell CORPISCO.OB	Andrey SemechkinChief Executive Officer, Director, 10% Owner	200,000	—	—	200,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:18 pm EDT	International Stem Cell CORPISCO.OB	Russell KernEVP and CSO, Director, 10% Owner	150,000	—	—	150,000	—
Mar 14, 2018 MForm 4 →	Mar 14, 4:19 pm EDT	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mandy BermanEVP & CAO	500	—	—	3,636	—
Mar 14, 2018 MForm 4 →	Mar 14, 4:19 pm EDT	UNITED PARCEL SERVICE INCUPS	Nando CesaronePresident, UPS International	4,281	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:20 pm EDT	Hillenbrand, Inc.HI	Joe Anthony RaverPresident and CEO, Director	33,931	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:20 pm EDT	Hillenbrand, Inc.HI	Nicholas R FarrellVP, GC,Sec,Chief Compl Off	417	—	—	0	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:20 pm EDT	resTORbio, Inc.TORC	John J McCabeVice President, Finance	4,603	—	—	4,603	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:22 pm EDT	James River Group Holdings, Ltd.JRVR	Steven J HartmanPres. & CEO-Sp Adm Ins Sgmt	25,000	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:22 pm EDT	Burlington Stores, Inc.BURL	Marc KatzChief Financial Officer	10,351	—	—	18,318	—
Mar 14, 2018 MForm 4 →	Mar 14, 4:23 pm EDT	AXCELIS TECHNOLOGIES INCACLS	Douglas A. LawsonEVP, Corporate Mktg & Strategy	1,953	—	—	11,719	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:23 pm EDT	TEVA PHARMACEUTICAL INDUSTRIES LTDTEVA	Richard DaniellExec. VP, European Commercial	714	—	—	715	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:24 pm EDT	L3 TECHNOLOGIES, INC.LLL	Thomas A CorcoranDirector	2,981	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:24 pm EDT	Dova Pharmaceuticals, Inc.DOVA	Kevin LaliberteSr. VP, Product Development	50,000	—	—	50,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:26 pm EDT	TEVA PHARMACEUTICAL INDUSTRIES LTDTEVA	Sven DethlefsEVP Global Marketing&Portfolio	1,190	—	—	1,191	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:28 pm EDT	CRA INTERNATIONAL, INC.CRAI	Chad M HolmesCFO, EVP and Treasurer	2,898	—	—	2,898	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:29 pm EDT	CRA INTERNATIONAL, INC.CRAI	Paul A MalehPresident and CEO, Director	9,661	—	—	9,661	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:29 pm EDT	TEVA PHARMACEUTICAL INDUSTRIES LTDTEVA	Deborah A GriffinChief Accounting Officer	952	—	—	953	—
Mar 13, 2018 SForm 4 →	Mar 14, 4:30 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	Sinaf S.A.10% Owner	—	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:30 pm EDT	CRA INTERNATIONAL, INC.CRAI	Jonathan D YellinEVP and General Counsel	1,448	—	—	1,448	—
Mar 14, 2018 MForm 4 →	Mar 14, 4:30 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	21,512	—	—	365,708	—
Mar 13, 2018 PForm 4 →	Mar 14, 4:30 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	Essetifin SPA +510% Owner	—	—	—	2,500,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:31 pm EDT	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	43,024	—	—	387,220	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:31 pm EDT	TEVA PHARMACEUTICAL INDUSTRIES LTDTEVA	Gianfranco NazziEVP, Growth Markets Commercial	880	—	—	883	—
Mar 12, 2018 AMForm 4 →	Mar 14, 4:32 pm EDT	ASBURY AUTOMOTIVE GROUP INCABG	David W HultPresident & CEO, Director	15,537	—	—	7,769	—
Mar 12, 2018 AMForm 4 →	Mar 14, 4:33 pm EDT	ASBURY AUTOMOTIVE GROUP INCABG	George KarolisSVP, Corp. Dev. & Real Estate	3,496	—	—	1,748	—
Mar 12, 2018 AMForm 4 →	Mar 14, 4:33 pm EDT	ASBURY AUTOMOTIVE GROUP INCABG	Jed MilsteinSVP & CHRO	3,106	—	—	1,554	—
Mar 12, 2018 AMForm 4 →	Mar 14, 4:33 pm EDT	ASBURY AUTOMOTIVE GROUP INCABG	Craig T MonaghanDirector	48,067	—	—	16,023	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:34 pm EDT	TEVA PHARMACEUTICAL INDUSTRIES LTDTEVA	Brendan P. O'GradyEVP, North America Commercial	738	—	—	738	—
Mar 12, 2018 AMForm 4 →	Mar 14, 4:34 pm EDT	ASBURY AUTOMOTIVE GROUP INCABG	William Frederick StaxVP, Controller & CAO	1,294	—	—	648	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:34 pm EDT	AtriCure, Inc.ATRC	Elizabeth D KrellDirector	10,000	—	—	0	—
Mar 12, 2018 AMForm 4 →	Mar 14, 4:34 pm EDT	ASBURY AUTOMOTIVE GROUP INCABG	George A VillasanaSVP, GC & Secretary	6,993	—	—	3,497	—
Mar 14, 2018 AForm 4 →	Mar 14, 4:35 pm EDT	MAXIMUS INCMMS	Gayathri RajanDirector	3,678	—	—	3,678	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:35 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	Franz FinkChief Executive Officer, Director	12,790	—	—	12,790	—	amended
Mar 12, 2018 MForm 4 →	Mar 14, 4:35 pm EDT	TEVA PHARMACEUTICAL INDUSTRIES LTDTEVA	David Matthew StarkExec. VP Chief Legal Officer	2,441	—	—	2,444	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:37 pm EDT	BLUCORA, INC.BCOR	John S ClendeningPresident and CEO, Director	25,917	—	—	608,833	—
Mar 13, 2018 MForm 4 →	Mar 14, 4:40 pm EDT	AGILENT TECHNOLOGIES INCA	Rodney GonsalvesV.P., Corporate Controller	6,825	—	—	3,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:43 pm EDT	Motorola Solutions, Inc.MSI	Gregory Q BrownChairman and CEO, Director	163,000	—	—	0	—
Jan 26, 2018 MForm 4 →	Mar 14, 4:45 pm EDT	SolarEdge Technologies IncSEDG	Doron InbarDirector	20,000	—	—	153,333	—	late
Mar 12, 2018 AForm 4 →	Mar 14, 4:49 pm EDT	Mersana Therapeutics, Inc.MRSN	David A SpellmanChief Financial Officer	150,000	—	—	150,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 4:50 pm EDT	EASTMAN KODAK COKODK	Jeff ClarkeChief Executive Officer, Director	—	—	—	0	—	amended
Mar 8, 2018 AMForm 4/A →	Mar 14, 4:50 pm EDT	ATLAS AIR WORLDWIDE HOLDINGS INCAAWW	William J FlynnPresident & CEO, Director	45,976	—	—	36,832	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:52 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Ramakrishna Prasad ChintamaneniPresident Global Inds. & Cnslt	2,212	—	—	24,333	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:52 pm EDT	Xenon Pharmaceuticals Inc.XENE	Simon N. PimstoneCEO, Director	10,288	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:54 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sumithra GomatamPresident - Digital Operations	870	—	—	9,571	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:54 pm EDT	COPART INCCPRT	Matt BluntDirector	13,333	—	—	70,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:56 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Gajakarnan Vibushanan KandiahPresident - Digital Business	1,189	—	—	13,806	—
Mar 13, 2018 AForm 4 →	Mar 14, 4:56 pm EDT	Global Water Resources, Inc.GWRS	David C TedescoDirector	1,305	—	—	39,942	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:58 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	James Patrick LennoxEVP - Chief People Officer	1,456	—	—	16,023	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:58 pm EDT	Keysight Technologies, Inc.KEYS	Jay AlexanderSVP	12,922	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:59 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sean MiddletonPres - Cognizant Accelerator	109	—	—	1,200	—
Mar 12, 2018 MForm 4 →	Mar 14, 4:59 pm EDT	ECOLAB INC.ECL	Roberto InchausteguiEVP & Pres-Global Serv & Spec	4,800	—	—	4,800	—
Feb 16, 2018 AForm 4 →	Mar 14, 5:00 pm EDT	Blink Charging Co.BLNK	Andrew L. ShapiroDirector	47,058	—	—	47,058	—	late
Mar 12, 2018 AForm 4 →	Mar 14, 5:01 pm EDT	Intrepid Potash, Inc.IPI	Robert P Jornayvaz IIIExec. Chair, President & CEO, Director, 10% Owner	1,558,185	—	—	1,558,185	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:02 pm EDT	TETRA TECH INCTTEK	Richard A LemmonSVP, CORPORATE ADMINISTRATION	1,661	—	—	15,089	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:03 pm EDT	ECOLAB INC.ECL	Larry L BergerEVP & CTO	17,000	—	—	12,600	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:03 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Allen ShaheenEVP, NA Regional Delivery Ctrs	1,106	—	—	12,166	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:05 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Dharmendra Kumar SinhaPresident Global Client Serv.	1,548	—	—	17,033	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:05 pm EDT	SYSCO CORPSYY	Wayne ShurtsExecutive Vice President	15,275	—	—	46,719	—
Mar 14, 2018 MForm 4 →	Mar 14, 5:06 pm EDT	FORRESTER RESEARCH, INC.FORR	Robert GalfordDirector	12,000	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:08 pm EDT	Karyopharm Therapeutics Inc.KPTI	Mansoor Raza MirzaDirector	2,500	—	—	675	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:08 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Robert TelesmanicSVP, Cont. & Chief Acct. Offc.	1,327	—	—	14,600	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:10 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Santosh ThomasPres. Global Growth Markets	2,212	—	—	24,333	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:11 pm EDT	GALLAGHER ARTHUR J & COAJG	Douglas K HowellVP & Chief Financial Officer	4,050	—	—	4,050	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:11 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Srinivasan VeeraraghavacharyEVP - Chief Operating Officer	1,216	—	—	13,383	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:12 pm EDT	MACROGENICS INCMGNX	Eric Blasius RisserSr VP & Chief Business Officer	1,000	—	—	20,497	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:12 pm EDT	Evofem Biosciences, Inc.EVFM	Russell BarransChief Commercial Officer	260,000	—	—	260,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:16 pm EDT	Evofem Biosciences, Inc.EVFM	Kelly CulwellChief Medical Officer	260,000	—	—	260,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:16 pm EDT	Evofem Biosciences, Inc.EVFM	Justin J. FileChief Financial Officer	300,000	—	—	300,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:16 pm EDT	NOODLES & CoNDLS	Charles HermannChief Brand Officer	25,000	—	—	25,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:19 pm EDT	Evofem Biosciences, Inc.EVFM	Alexander A FitzpatrickGeneral Counsel and Secretary	275,000	—	—	275,000	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:19 pm EDT	ARCHER DANIELS MIDLAND COADM	Alan L BoeckmannDirector	283	—	—	37,854	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:19 pm EDT	AMBARELLA INCAMBA	Christopher B PaisleyDirector	1,000	—	—	10,667	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:19 pm EDT	ARCHER DANIELS MIDLAND COADM	Terrell K CrewsDirector	186	—	—	24,882	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:19 pm EDT	ARCHER DANIELS MIDLAND COADM	Pierre DufourDirector	156	—	—	20,839	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:20 pm EDT	ARCHER DANIELS MIDLAND COADM	Donald E FelsingerDirector	367	—	—	49,161	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:21 pm EDT	ARCHER DANIELS MIDLAND COADM	Suzan F. HarrisonDirector	18	—	—	2,418	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:21 pm EDT	ARCHER DANIELS MIDLAND COADM	Patrick J MooreDirector	394	—	—	52,687	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:21 pm EDT	ARCHER DANIELS MIDLAND COADM	Francisco J SanchezDirector	100	—	—	13,409	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:21 pm EDT	ARCHER DANIELS MIDLAND COADM	Debra A. SandlerDirector	45	—	—	5,971	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:21 pm EDT	ARCHER DANIELS MIDLAND COADM	Daniel ShihDirector	144	—	—	19,211	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:22 pm EDT	ARCHER DANIELS MIDLAND COADM	Kelvin R WestbrookDirector	342	—	—	45,764	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:22 pm EDT	Trinseo S.A.TSE	Angelo N. ChaclasSee Remarks	7,991	—	—	32,319	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:24 pm EDT	SEACOR HOLDINGS INC /NEW/CKH	Bruce WeinsSVP/Chief Financial Officer	16,819	—	—	2,325	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:25 pm EDT	STAG Industrial, Inc.STAG	Michelle DilleyDirector	3,930	—	—	3,930	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:27 pm EDT	ENERGY FOCUS, INC/DEEFOI	Michael Harry PortCFO & Secretary	2,838	—	—	5,723	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:27 pm EDT	Medtronic plcMDT	James T LenehanDirector	1,590	—	—	0	—
Mar 31, 2017 AForm 4 →	Mar 14, 2018, 5:28 pm EDT	MARLIN BUSINESS SERVICES CORPMRLN	Edward Ralph Dietz Jr.General Counsel	5,716	—	—	5,716	—	late
Mar 12, 2018 AForm 4 →	Mar 14, 5:31 pm EDT	Jaguar Health, Inc.JAGX	Lisa A ConteCEO and President, Director	3,247,242	—	—	3,247,242	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:32 pm EDT	Jaguar Health, Inc.JAGX	Karen Steil WrightChief Financial Officer	998,857	—	—	998,857	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:32 pm EDT	STARBUCKS CORPSBUX	Myron E Ullman IIIDirector	12,500	—	—	129,166	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:32 pm EDT	AVON PRODUCTS INCAVP	Susan OrmistonSenior Vice President	42,146	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:32 pm EDT	Jaguar Health, Inc.JAGX	Steven R. KingExecutive VP and Secretary	1,327,881	—	—	1,327,881	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:37 pm EDT	ROSETTA STONE INCRST	M. Sean HartfordOther	6,063	—	—	4,327	—
Mar 13, 2018 AForm 4 →	Mar 14, 5:37 pm EDT	National CineMedia, Inc.NCMI	Scott N SchneiderDirector	16,667	—	—	16,667	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:38 pm EDT	Alphatec Holdings, Inc.ATEC	Kelli Mari HowellEVP, Clinical Strategies	50,000	—	—	50,000	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:41 pm EDT	STARBUCKS CORPSBUX	Craig WeatherupDirector	59,838	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:43 pm EDT	Wayfair Inc.W	John Champlin MullikenChief Technology Officer	60,000	—	—	60,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:43 pm EDT	Wayfair Inc.W	Michael D FleisherChief Financial Officer	275,000	—	—	275,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:44 pm EDT	Wayfair Inc.W	Edmond MacriChief Product/Marketing	60,000	—	—	60,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:44 pm EDT	Wayfair Inc.W	James SavareseChief Operating Officer	80,000	—	—	80,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:45 pm EDT	Wayfair Inc.W	Steve OblakChief Merchandising Officer	60,000	—	—	60,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:45 pm EDT	VAIL RESORTS INCMTN	Michael Z BarkinEVP & Chief Financial Officer	5,500	—	—	1,156	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:47 pm EDT	Builders FirstSource, Inc.BLDR	Donald F McAleenanSVP & General Counsel	194,043	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:49 pm EDT	VAIL RESORTS INCMTN	Ryan H SiurekSVP, Controller & CAO	1,486	—	—	2,133	—
Mar 12, 2018 MForm 4 →	Mar 14, 5:51 pm EDT	Cooper-Standard Holdings Inc.CPS	Keith Dwayne StephensonExecutive VP and COO	23,556	—	—	0	—
Mar 12, 2018 AMForm 4 →	Mar 14, 5:52 pm EDT	PennyMac Mortgage Investment TrustPMT	Steven Richard BaileyChief Mortgage Ops Officer	2,924	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 14, 5:54 pm EDT	Midland States Bancorp, Inc.MSBI	Jeffrey G. LudwigEVP & CFO	1,784	—	—	5,216	—
Mar 12, 2018 AMForm 4 →	Mar 14, 5:54 pm EDT	PennyMac Mortgage Investment TrustPMT	Jeffrey GroginSMD and Chief Admin Officer	2,924	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:57 pm EDT	Evofem Biosciences, Inc.EVFM	Gillian GreerDirector	24,691	—	—	24,691	—
Mar 12, 2018 AMForm 4 →	Mar 14, 5:57 pm EDT	PennyMac Mortgage Investment TrustPMT	Daniel Stanley PerottiDeputy CFO	2,924	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:57 pm EDT	CAMBIUM LEARNING GROUP, INC.ABCD	Jeffery Scott McWhorterGeneral Counsel	10,000	—	—	62,783	—
Mar 8, 2018 CForm 4 →	Mar 14, 5:58 pm EDT	SAExploration Holdings, Inc.SAEX	BlueMountain Capital Management, LLC +910% Owner	4,952,815	—	—	4,734,991	—	late
Mar 12, 2018 AForm 4 →	Mar 14, 5:58 pm EDT	CAMBIUM LEARNING GROUP, INC.ABCD	Paul FonteChief Technology Officer	10,000	—	—	118,400	—
Mar 12, 2018 AMForm 4 →	Mar 14, 5:59 pm EDT	PennyMac Mortgage Investment TrustPMT	Andrew S ChangChief Financial Officer	3,654	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 5:59 pm EDT	CAMBIUM LEARNING GROUP, INC.ABCD	Barbara BensonChief Financial Officer	10,000	—	—	126,400	—
Mar 12, 2018 AMForm 4 →	Mar 14, 6:01 pm EDT	PennyMac Mortgage Investment TrustPMT	Vandad FartajChief Capital Markets Officer	3,654	—	—	0	—
Mar 8, 2018 CForm 4 →	Mar 14, 6:01 pm EDT	SAExploration Holdings, Inc.SAEX	BlueMountain Montenvers GP S.a.r.l. +210% Owner	4,952,815	—	—	4,734,991	—	late
Mar 12, 2018 MForm 4 →	Mar 14, 6:02 pm EDT	Coupa Software IncCOUP	Steven M WinterChief Revenue Officer	11,336	—	—	340,081	—
Mar 12, 2018 MForm 4 →	Mar 14, 6:03 pm EDT	Coupa Software IncCOUP	Anthony D TiscorniaPrincipal Accounting Officer	781	—	—	5,990	—
Mar 12, 2018 AMForm 4 →	Mar 14, 6:04 pm EDT	PennyMac Mortgage Investment TrustPMT	Doug JonesChf Mortgage Banking Officer	3,654	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 6:05 pm EDT	COMTECH TELECOMMUNICATIONS CORP /DE/CMTL	Richard L BurtSr. Vice President	52,500	—	—	55,500	—
Mar 12, 2018 AMForm 4 →	Mar 14, 6:06 pm EDT	PennyMac Mortgage Investment TrustPMT	Stanford L KurlandExecutive Chairman, Director	15,972	—	—	0	—
Mar 12, 2018 AMForm 4 →	Mar 14, 6:08 pm EDT	PennyMac Mortgage Investment TrustPMT	Anne McCallionChief Enterpirse Ops Officer	2,924	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 14, 6:08 pm EDT	SOUTHWEST AIRLINES COLUV	Douglas H BrooksDirector	10,000	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 14, 6:10 pm EDT	BLACKHAWK NETWORK HOLDINGS, INCHAWK	William Y TauscherExecutive Chairman, Director	375,000	—	—	0	—
Mar 12, 2018 AMForm 4 →	Mar 14, 6:13 pm EDT	PennyMac Mortgage Investment TrustPMT	David SpectorPresident and CEO, Director	10,940	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 6:13 pm EDT	Evofem Biosciences, Inc.EVFM	William Walmsley HallDirector	24,691	—	—	24,691	—
Mar 12, 2018 AMForm 4 →	Mar 14, 6:15 pm EDT	PennyMac Mortgage Investment TrustPMT	David M WalkerChief Risk Officer	2,924	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 6:17 pm EDT	Evofem Biosciences, Inc.EVFM	Thomas G LynchDirector	249,691	—	—	225,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 6:18 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Anne McCallionChief Enterprise Ops Officer, Director	10,000	—	—	580,720	—
Feb 19, 2016 MForm 4 →	Mar 14, 2018, 6:20 pm EDT	FS Bancorp, Inc.FSBW	Marina Cofer-WildsmithDirector	200	—	—	12,800	—	late
Mar 13, 2018 MForm 4 →	Mar 14, 6:25 pm EDT	BIOTELEMETRY, INC.BEAT	Fred BroadwayPresident BioTel Heart	54,158	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 6:33 pm EDT	Sphere 3D CorpANY	Kurt L. KalbfleischSVP and CFO	2,133	—	—	153,332	—
Mar 14, 2018 MForm 4 →	Mar 14, 6:34 pm EDT	HOME BANCORP, INC.HBCP	Darren E. GuidryEVP & Chief Credit Officer	12,000	—	—	14,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 6:34 pm EDT	Sphere 3D CorpANY	Jenny C YehSVP & General Counsel	2,133	—	—	143,866	—
Mar 5, 2018 AForm 4 →	Mar 14, 6:37 pm EDT	INOVIO PHARMACEUTICALS, INC.INO	David B. WeinerDirector	95,000	—	—	35,000	—	late
Mar 12, 2018 MForm 4 →	Mar 14, 6:42 pm EDT	Atkore International Group Inc.ATKR	John Patrick WilliamsonPresident and CEO, Director	4,700	—	—	263,300	—
Mar 12, 2018 MForm 4 →	Mar 14, 7:02 pm EDT	ANI PHARMACEUTICALS INCANIP	Arthur PrzybylPresident and CEO, Director	15,723	—	—	0	—
Mar 14, 2018 MForm 4 →	Mar 14, 7:22 pm EDT	Activision Blizzard, Inc.ATVI	Dennis M DurkinChief Corporate Officer	50,000	—	—	50,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 7:29 pm EDT	ELLIE MAE INCELLI	Jonathan CorrPresident & CEO, Director	589	—	—	6,482	—
Mar 14, 2018 MForm 4 →	Mar 14, 7:38 pm EDT	General Finance CORPGFN	Christopher A WilsonGeneral Counsel, VP, Secretary	1,871	—	—	8,129	—
Mar 13, 2018 MForm 4 →	Mar 14, 7:39 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Paul SchimmelDirector	27,823	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 14, 7:39 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Philip A SharpDirector	15,000	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 14, 7:40 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Dennis A AusielloDirector	17,117	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 7:40 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Laurie KeatingSVP, GC & Secretary	20,000	—	—	72,000	—
Mar 13, 2018 MForm 4 →	Mar 14, 7:45 pm EDT	GAP INCGPS	Arthur L PeckPresident & CEO, Gap, Inc., Director	6,101	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 7:47 pm EDT	CRYOLIFE INCCRY	Scott B CappsVP, Clinical Research	9,944	—	—	9,944	—
Mar 12, 2018 AForm 4 →	Mar 14, 7:48 pm EDT	CRYOLIFE INCCRY	John E DavisSenior VP, Global Sales	15,910	—	—	15,910	—
Mar 12, 2018 AForm 4 →	Mar 14, 7:49 pm EDT	CRYOLIFE INCCRY	Jean F HollowayVP, General Counsel	19,092	—	—	19,092	—
Mar 12, 2018 AForm 4 →	Mar 14, 7:50 pm EDT	CRYOLIFE INCCRY	Amy HortonVP, Chief Accounting Officer	12,430	—	—	12,430	—
Mar 12, 2018 AForm 4 →	Mar 14, 7:50 pm EDT	CRYOLIFE INCCRY	David Ashley LeeExecutive VP, COO & CFO	21,877	—	—	21,877	—
Mar 12, 2018 AForm 4 →	Mar 14, 7:51 pm EDT	CRYOLIFE INCCRY	James P MackinPresident & CEO	77,562	—	—	77,562	—
Mar 12, 2018 AForm 4 →	Mar 14, 7:52 pm EDT	CRYOLIFE INCCRY	James M McDermidSVP, CHRO	15,910	—	—	15,910	—
Mar 12, 2018 MForm 4 →	Mar 14, 7:57 pm EDT	Live Nation Entertainment, Inc.LYV	Joe BerchtoldPresident	15,000	—	—	300,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 7:57 pm EDT	Live Nation Entertainment, Inc.LYV	Michael RapinoPresident & CEO, Director	35,000	—	—	700,000	—
Mar 12, 2018 CForm 4 →	Mar 14, 8:09 pm EDT	Apptio IncAPTI	Sachin GuptaSee Remarks, Director, 10% Owner	80,000	—	—	462,588	—
Mar 13, 2018 MForm 4 →	Mar 14, 8:11 pm EDT	GAP INCGPS	Sonia SyngalPresident & CEO, Old Navy	4,835	—	—	0	—
Mar 12, 2018 CForm 4 →	Mar 14, 8:13 pm EDT	Apptio IncAPTI	Kurt ShintafferChief Financial Officer	131,716	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:13 pm EDT	Evofem Biosciences, Inc.EVFM	Saundra L PelletierChief Executive Officer, Director	825,000	—	—	825,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:15 pm EDT	Evofem Biosciences, Inc.EVFM	Colin RutherfordDirector	39,691	—	—	24,691	—
Mar 12, 2018 CMForm 4 →	Mar 14, 8:16 pm EDT	Okta, Inc.OKTA	William E LoschChief Financial Officer	61,200	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 8:17 pm EDT	PORTOLA PHARMACEUTICALS INCPTLA	John T CurnutteExecutive Vice President	5,049	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:18 pm EDT	Evofem Biosciences, Inc.EVFM	Anthony Stephen O'BrienDirector	24,691	—	—	24,691	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:19 pm EDT	Stellar Biotechnologies, Inc.SBOT	Gregory T. BaxterEVP, Corporate Development	30,000	—	—	30,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:20 pm EDT	Stellar Biotechnologies, Inc.SBOT	Kathi NiffeneggerChief Financial Officer	35,000	—	—	35,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:20 pm EDT	Stellar Biotechnologies, Inc.SBOT	Frank R. OakesPresident & CEO, Director	40,000	—	—	40,000	—
Mar 12, 2018 MForm 4 →	Mar 14, 8:20 pm EDT	Verisk Analytics, Inc.VRSK	Kenneth E ThompsonEVP, Gen Counsel and Corp Sec	104,431	—	—	60,569	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:21 pm EDT	Stellar Biotechnologies, Inc.SBOT	Mayank D. SampatDirector	2,500	—	—	2,500	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:21 pm EDT	Stellar Biotechnologies, Inc.SBOT	Charles V OlsonDirector	2,500	—	—	2,500	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:21 pm EDT	Stellar Biotechnologies, Inc.SBOT	David Louis HillDirector	2,500	—	—	2,500	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:21 pm EDT	Stellar Biotechnologies, Inc.SBOT	Paul ChunDirector	2,500	—	—	2,500	—
Mar 13, 2018 MForm 4 →	Mar 14, 8:21 pm EDT	Verisk Analytics, Inc.VRSK	Constantine IordanouDirector	40,250	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:22 pm EDT	Stellar Biotechnologies, Inc.SBOT	Deborah F. AghibDirector	2,500	—	—	2,500	—
Mar 14, 2018 MForm 4 →	Mar 14, 8:22 pm EDT	Verisk Analytics, Inc.VRSK	David J. GroverChief Accounting Officer	7,000	—	—	18,000	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:23 pm EDT	Stellar Biotechnologies, Inc.SBOT	Tessie M CheDirector	2,500	—	—	2,500	—
Mar 12, 2018 AForm 4 →	Mar 14, 8:23 pm EDT	Stellar Biotechnologies, Inc.SBOT	Daniel E. MorseDirector	2,500	—	—	2,500	—
Mar 14, 2018 MForm 4 →	Mar 14, 8:23 pm EDT	Verisk Analytics, Inc.VRSK	Christopher M FoskettDirector	8,500	—	—	1,600	—
Mar 12, 2018 MForm 4 →	Mar 14, 8:32 pm EDT	Kindred Biosciences, Inc.KIN	Raymond TownsendDirector	246	—	—	26,193	—
Mar 12, 2018 MForm 4 →	Mar 14, 8:49 pm EDT	Argo Group International Holdings, Ltd.AGII	Jay Stanley BullockChief Financial Officer	20,000	—	—	30,220	—
Mar 13, 2018 MForm 4 →	Mar 14, 8:50 pm EDT	Aon plcAON	Michael NellerPrincipal Accounting Officer	154	—	—	0	—
Mar 1, 2018 AForm 4 →	Mar 14, 8:52 pm EDT	People's Utah BancorpPUB	Dale M. BuxtonSenior Vice President	326	—	—	326	—	late
Mar 14, 2018 MForm 4 →	Mar 14, 8:54 pm EDT	People's Utah BancorpPUB	Rick W. AndersonPresident of PIB	14,000	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 9:00 pm EDT	CLS Holdings USA, Inc.CLSH	Jeffrey I BinderChairman and CEO, Director, 10% Owner	—	—	—	0	—
Mar 12, 2018 AJForm 4 →	Mar 14, 9:04 pm EDT	NORTHWEST BIOTHERAPEUTICS INCNWBO	Linda F PowersPresident and CEO, Director	41,048,588	—	—	29,411,760	—
Mar 13, 2018 CMForm 4 →	Mar 14, 9:09 pm EDT	Facebook IncFB	Michael Todd SchroepferChief Technology Officer	198,768	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 9:11 pm EDT	Vaxart, Inc.VXRT	Sean TuckerChief Scientific Officer	2,013	—	—	0	—
Mar 12, 2018 CForm 4 →	Mar 14, 9:15 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	255,000	—	—	386,481,693	—
Mar 14, 2018 CForm 4 →	Mar 14, 9:18 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	127,500	—	—	386,354,193	—
Mar 12, 2018 MForm 4 →	Mar 14, 9:20 pm EDT	CLS Holdings USA, Inc.CLSH	Newcan Investment Partners LLC10% Owner	—	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 14, 9:24 pm EDT	CLS Holdings USA, Inc.CLSH	Frank KoretskyDirector, 10% Owner	—	—	—	0	—
Mar 1, 2018 AForm 4 →	Mar 14, 9:36 pm EDT	People's Utah BancorpPUB	Mark K OlsonEVP/Chief Financial Officer	2,039	—	—	2,039	—	late
Mar 13, 2018 MForm 4 →	Mar 14, 9:37 pm EDT	Rimini Street, Inc.RMNI	Daniel B. WinslowSVP & General Counsel	652	—	—	118,277	—
Dec 1, 2017 AForm 4 →	Mar 14, 2018, 9:39 pm EDT	CRISPR Therapeutics AGCRSP	Samarth KulkarniChief Executive Officer	75,000	—	—	75,000	—	late
Mar 1, 2018 AForm 4 →	Mar 14, 9:41 pm EDT	People's Utah BancorpPUB	David Glen AndersonSVP/Chief Credit Officer, Director	1,315	—	—	1,315	—	late
Mar 13, 2018 MForm 4/A →	Mar 14, 9:51 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	Franz FinkChief Executive Officer, Director	12,790	—	—	12,790	—
Mar 13, 2018 MForm 4 →	Mar 15, 6:01 am EDT	OTELCO INC.OTEL	Dennis AndrewsSVP - Regulatory & HR	7,787	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 15, 6:08 am EDT	OTELCO INC.OTEL	Jerry C BolesSVP and Controller	5,941	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 15, 6:10 am EDT	OTELCO INC.OTEL	Curtis Lee Garner Jr.Chief Financial Officer, Director	12,043	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 15, 6:14 am EDT	OTELCO INC.OTEL	Robert J. SouzaPresident & CEO, Director	24,881	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 15, 6:16 am EDT	OTELCO INC.OTEL	Ed TisdaleSVP - Operations	7,172	—	—	0	—
Dec 19, 2017 AForm 4 →	Mar 15, 2018, 8:15 am EDT	CATASYS, INC.CATS	Richard J BermanDirector	49,459	—	—	49,459	—	late
Dec 19, 2017 AForm 4 →	Mar 15, 2018, 8:16 am EDT	CATASYS, INC.CATS	Marc G CumminsDirector	49,459	—	—	49,459	—	late
Dec 19, 2017 AForm 4 →	Mar 15, 2018, 8:16 am EDT	CATASYS, INC.CATS	Michael Edward ShermanDirector	61,040	—	—	61,040	—	late
Mar 13, 2018 MForm 4 →	Mar 15, 9:41 am EDT	Marathon Petroleum CorpMPC	Thomas M. KelleySr. Vice President, Marketing	20,000	—	—	10,000	—
Mar 13, 2018 MForm 4 →	Mar 15, 9:48 am EDT	MITEL NETWORKS CORPMITL	Mahawa Vanessa TouraySenior Vice President, Finance	250	—	—	250	—
Mar 14, 2018 AForm 4 →	Mar 15, 10:38 am EDT	MAXIMUS INCMMS	Anne K. AltmanDirector	4,414	—	—	4,414	—
Mar 14, 2015 AForm 4 →	Mar 15, 2018, 10:48 am EDT	MAXIMUS INCMMS	John J HaleyDirector	4,561	—	—	4,561	—	late
Mar 14, 2018 AForm 4 →	Mar 15, 10:54 am EDT	MAXIMUS INCMMS	Peter PondDirector	4,193	—	—	4,193	—
Mar 14, 2018 AForm 4 →	Mar 15, 11:02 am EDT	MAXIMUS INCMMS	Raymond B RuddyDirector	4,929	—	—	4,929	—
Mar 13, 2018 AForm 4 →	Mar 15, 11:18 am EDT	GRASSHOPPER STAFFING, INC.TCKF	Scott M BoruffChief Executive Officer, Director, 10% Owner	2,500,000	—	—	625,000	—
Mar 14, 2018 MForm 4 →	Mar 15, 11:44 am EDT	BALL CorpBLL	R David HooverDirector	189,800	—	—	200,000	—
Mar 13, 2018 MForm 4 →	Mar 15, 12:54 pm EDT	WestRock CoWRK	Robert Bruce McIntoshEVP, GEN COUNSEL, SECRETARY	34,710	—	—	0	—
Feb 27, 2018 AForm 4/A →	Mar 15, 12:58 pm EDT	Eaton Corp plcETN	William J Vanlandingham IISee Remarks below	21,860	—	—	18,100	—
Mar 13, 2018 MForm 4 →	Mar 15, 1:00 pm EDT	Eaton Corp plcETN	William J Vanlandingham IISee Remarks below	12,790	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 15, 1:28 pm EDT	Cytosorbents CorpCTSO	Kathleen P. BlochChief Financial Officer	1,104	—	—	36,096	—
Mar 13, 2018 AForm 4 →	Mar 15, 2:00 pm EDT	JOHNSON & JOHNSONJNJ	A. Eugene WashingtonDirector	318	—	—	16,620	—
Mar 13, 2018 AForm 4 →	Mar 15, 2:00 pm EDT	JOHNSON & JOHNSONJNJ	Ronald A WilliamsDirector	363	—	—	17,841	—
Mar 13, 2018 MForm 4 →	Mar 15, 2:02 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	John nelson fox Jr.Director	5,560	—	—	0	—
Mar 13, 2018 XForm 4 →	Mar 15, 2:05 pm EDT	NCS Multistage Holdings, Inc.NCSM	Marty StromquistPresident, Director	110,478	—	—	131,637	—
Mar 14, 2018 MForm 4 →	Mar 15, 2:06 pm EDT	TransDigm Group INCTDG	W Nicholas HowleyChief Executive Officer, Director	9,500	—	—	1,924	—
Mar 14, 2018 MForm 4 →	Mar 15, 2:07 pm EDT	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Christopher J. McClincySenior VP - CIO	1,458	—	—	1,542	—
Mar 13, 2018 XForm 4 →	Mar 15, 2:08 pm EDT	NCS Multistage Holdings, Inc.NCSM	Kevin TrautnerEVP,General Counsel & Secy	1,440	—	—	22,113	—
Mar 14, 2018 MForm 4 →	Mar 15, 2:09 pm EDT	ESSA Bancorp, Inc.ESSA	Gary S OlsonPresident and CEO, Director	3,500	—	—	52,604	—
Mar 14, 2018 XForm 4 →	Mar 15, 2:13 pm EDT	NCS Multistage Holdings, Inc.NCSM	Tim WillemsChief Operations Officer	21,235	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 15, 2:27 pm EDT	COCA COLA COKO	John MurphyOther	20,000	—	—	0	—
Mar 13, 2018 MForm 4 →	Mar 15, 2:40 pm EDT	First Savings Financial Group IncFSFG	Anthony A SchoenChief Financial Officer	10,000	—	—	19,658	—
Mar 15, 2018 MForm 4 →	Mar 15, 2:56 pm EDT	TransDigm Group INCTDG	Raymond F LaubenthalDirector	11,900	—	—	83,300	—
Mar 13, 2018 MForm 4 →	Mar 15, 3:04 pm EDT	ASSOCIATED BANC-CORPASB	John A. UtzExecutive Vice President	8,340	—	—	8,341	—
Mar 14, 2018 MForm 4 →	Mar 15, 3:20 pm EDT	QUAINT OAK BANCORP INCQNTO	John J AugustineEVP & Chief Financial Officer, Director	13,886	—	—	0	—
Mar 14, 2018 MForm 4 →	Mar 15, 3:21 pm EDT	QUAINT OAK BANCORP INCQNTO	James J ClarkeDirector	3,886	—	—	0	—
Mar 12, 2018 AForm 4 →	Mar 15, 3:30 pm EDT	SMTC CORPSMTX	Steven M WaszakChief Financial Officer	335,929	—	—	335,929	—	late
Mar 13, 2018 AForm 4 →	Mar 15, 3:54 pm EDT	MINERALS TECHNOLOGIES INCMTX	Douglas T DietrichChief Executive Officer	5,807	—	—	29,334	—
Mar 13, 2018 MForm 4 →	Mar 15, 3:55 pm EDT	HomeTrust Bancshares, Inc.HTBI	Keith J HoughtonEVP, Chief Credit Officer	6,000	—	—	6,000	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.