SEC Form 4 · accession 0001127602-18-011545
Fidelity National Information Services, Inc. · FIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W. Woodall
Officer — Corporate EVP - CFO
Period of report
Mar 13, 2018
Accepted (ET)
Mar 14, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | M | 15,356 | $34.33 | A | 73,615 | D | |
| Common StockF2 | Mar 13, 2018 | S | 14,556 | $100.553 | D | 130,898 | D | |
| Common StockF3 | Mar 13, 2018 | S | 800 | $101.256 | D | 130,098 | D | |
| Common Stock | Mar 13, 2018 | M | 71,839 | $48.75 | A | 145,454 | D | |
| Common StockF4 | Mar 13, 2018 | S | 66,639 | $100.552 | D | 63,459 | D | |
| Common StockF5 | Mar 13, 2018 | S | 5,200 | $101.197 | D | 58,259 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $34.33 | Mar 13, 2018 | M | 15,356 | D | Nov 8, 2014 | Nov 8, 2019 | Common Stock | 15,356 | 0 | D |
| Stock Option (Right to Buy) | $48.75 | Mar 13, 2018 | M | 71,839 | D | Feb 27, 2015 | Oct 31, 2020 | Common Stock | 71,839 | 87,194 | D |
Explanation of responses
- F1Transaction pursuant to SEC Rule 10b5-1 Plan previously reported on Form 8-K.
- F2The transaction was executed in multiple trades at prices ranging from $100.13 to $101.09. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F3The transaction was executed in multiple trades at prices ranging from $101.14 to $101.40. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F4The transaction was executed in multiple trades at prices ranging from $100.02 to $101.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
- F5The transaction was executed in multiple trades at prices ranging from $101.03 to $101.40. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.