SEC Form 4 · accession 0001185185-18-000424

CLS Holdings USA, Inc. · CLSH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director · 10% Owner

Period of report

Mar 12, 2018

Accepted (ET)

Mar 14, 2018 · 9:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001522222

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 12, 2018	M	3,971	$0.3125	A	6,852,679	D
Common Stock	Mar 12, 2018	M	5,626	$0.3125	A	6,858,305	D
Common Stock	Mar 12, 2018	M	34,784	$0.3125	A	6,893,089	D
Common Stock	Mar 12, 2018	M	259,200	$0.3125	A	7,152,289	D
Common Stock	Mar 12, 2018	M	395,622	$0.3125	A	7,547,911	D
Common Stock	Mar 12, 2018	M	250,106	$0.3125	A	7,798,017	D
Common Stock	Mar 12, 2018	M	132,192	$0.3125	A	7,930,209	D
Common Stock	Mar 12, 2018	M	543,318	$0.3125	A	8,473,527	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Convertible Promissory Note^F1,F2	$0.3125	Mar 12, 2018	M	—	D	Jan 12, 2016	—	Common Stock	3,971	D
Convertible Promissory Note^F1,F3	$0.3125	Mar 12, 2018	M	—	D	Apr 8, 2016	—	Common Stock	5,626	D
Convertible Promissory Note^F1,F4	$0.3125	Mar 12, 2018	M	—	D	Jul 20, 2016	—	Common Stock	34,784	D
Convertible Promissory Note^F5	$0.3125	Mar 12, 2018	M	—	D	Mar 31, 2017	—	Common Stock	259,200	D
Convertible Promissory Note^F6	$0.3125	Mar 12, 2018	M	—	D	Aug 23, 2017	—	Common Stock	395,622	D
Convertible Promissory Note^F6	$0.3125	Mar 12, 2018	M	—	D	Aug 23, 2017	—	Common Stock	250,106	D
Convertible Promissory Note^F7	$0.3125	Mar 12, 2018	M	—	D	Oct 9, 2017	—	Common Stock	132,192	D
Convertible Promissory Note^F8	$0.3125	Mar 12, 2018	M	—	D	Jan 5, 2018	—	Common Stock	543,318	D

F1Represents conversion of remaining unpaid interest that accrued on a convertible promissory note that was converted on May 31, 2017.
F2The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on January 1, 2019.
F3The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2019.
F4The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on July 1, 2019.
F5The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2020.
F6The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on August 22, 2020.
F7The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on October 8, 2020.
F8The Note is convertible, at the election of the Reporting Person, at any time prior to payment or prepayment in full and matures on April 1, 2021.