SEC Form 4 · accession 0001562762-18-000095

NCS Multistage Holdings, Inc. · NCSM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP,General Counsel & Secy

Period of report

Mar 13, 2018

Accepted (ET)

Mar 15, 2018 · 2:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001692427

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 13, 2018	X	1,440	$9.55	A	34,950	D
Common Stock^F2,F1	Mar 13, 2018	S	1,440	$17.67	D	33,510	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F3	$9.56	Mar 13, 2018	X	1,440	A	—	Jul 25, 2026	Common Stock	1,440	22,113	D

F1Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 11,694 restricted stock units which vest in three equal annual installments beginning on August 24, 2018.
F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.54 to $17.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3Consists of 1,440 vested and exercisable options, 5,760 options that vest and become exercisable in four equal annual installments beginning on July 25, 2018 and 16,353 options that vest and become exercisable in three equal annual installments beginning on May 3, 2018.