SEC Form 4 · accession 0000927089-18-000127
HomeTrust Bancshares, Inc. · HTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith J Houghton
Officer — EVP, Chief Credit Officer
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2018 | M | 4,000 | $15.88 | A | 9,412 | D | |
| Common Stock | Mar 13, 2018 | M | 2,000 | $17.35 | A | 11,412 | D | |
| Common Stock | Mar 13, 2018 | S | 6,000 | $27.5464 | D | 5,412 | D | |
| Common Stock | holding | — | — | — | 1,126 | I | By KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $15.88 | Mar 13, 2018 | M | 4,000 | D | — | Mar 10, 2024 | Common Stock | 4,000 | 2,000 | D |
| Stock OptionF2 | $17.35 | Mar 13, 2018 | M | 2,000 | D | — | Feb 11, 2026 | Common Stock | 2,000 | 6,000 | D |
| Stock OptionF3 | $26.00 | holding | — | — | — | — | Feb 11, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.
- F2Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.
- F3Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.