SEC Form 4 · accession 0001127602-18-011676
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tammy C. Stadler
Officer — Principal Accounting Officer
Period of report
Mar 1, 2018
Accepted (ET)
Mar 15, 2018 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Mar 1, 2018 | A | 2,429 | $0.00 | A | 35,520 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 10,696 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $24.70 | Mar 1, 2018 | A | 19,972 | A | — | Mar 1, 2028 | Common Stock $0.01 Par Value | 19,972 | 19,972 | D |
Explanation of responses
- F1Includes 2,429 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.
- F2Option vests in four equal annual installments beginning on March 1, 2019.