SEC Form 4 · accession 0001179110-18-004318
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelli Mari Howell
Officer — EVP, Clinical Strategies
Period of report
Mar 12, 2018
Accepted (ET)
Mar 14, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2018 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $3.30 | Mar 12, 2018 | A | 50,000 | A | — | Mar 11, 2028 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1On March 12, 2018, issuer granted to the reporting person 50,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock.
- F2The restricted stock units vest in four equal annual installments on the first, second, third and fourth anniversaries of the grant date.
- F3The options vest 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments.