SEC Form 4 · accession 0001209191-18-019796
People's Utah Bancorp · PUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lane E. Wilson
Officer — SVP/Chief Sales Officer
Period of report
Mar 1, 2018
Accepted (ET)
Mar 15, 2018 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 9, 2018 | M | 6,300 | $4.85 | A | 32,666 | D | |
| Common Shares | Mar 9, 2018 | M | 15,907 | $12.10 | A | 48,573 | D | |
| Common Shares | Mar 9, 2018 | F | 6,877 | $32.43 | D | 41,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy) | $4.85 | Mar 9, 2018 | M | 6,300 | D | Jan 1, 2010 | Jan 1, 2020 | Common Shares | 6,300 | 0 | D |
| Share Option (right to buy) | $12.10 | Mar 9, 2018 | M | 15,907 | D | Jan 1, 2016 | Dec 31, 2024 | Common Shares | 15,907 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Mar 1, 2018 | A | 1,142 | A | — | — | Common Shares | 1,142 | 1,142 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one of the Issuer's common shares.
- F2The Restricted Stock Units vest in three equal annual installments beginning on March 1, 2019.