Insider · CIK 0001468932

Andrew S Chang

Files at: PMT, PFSI, PFSI, PNMAC Mortgage Opportunity Fund LP, PNMAC Mortgage Opportunity Fund, LLC. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $497k · 13net −$497k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 12, 2019 FForm 4 →	Mar 13, 4:25 pm EDT	PennyMac Mortgage Investment TrustPMT	736	$20.75	$15,272	81,668	—	plan?
Mar 11, 2019 FForm 4 →	Mar 12, 6:02 pm EDT	PennyMac Financial Services, Inc.PFSI	977	$22.33	$21,816	909,215	—	plan?
Mar 6, 2019 FForm 4 →	Mar 7, 3:05 pm EST	PennyMac Financial Services, Inc.PFSI	1,278	$23.10	$29,522	910,192	—	plan?
Feb 25, 2019 FForm 4 →	Feb 27, 4:51 pm EST	PennyMac Mortgage Investment TrustPMT	3,273	$20.16	$65,984	82,404	—	plan?
Feb 12, 2019 AForm 4 →	Feb 14, 4:10 pm EST	PennyMac Mortgage Investment TrustPMT	5,479	—	—	85,677	—	plan?
Jun 4, 2018 SForm 4 →	Jun 6, 2:45 pm EDT	PennyMac Mortgage Investment TrustPMT	1,937	$18.69	$36,203	80,198	−2.36%	plan?
Apr 2, 2018 MForm 4 →	Apr 4, 5:35 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	30,372	—	—	54,799	—	plan?
Mar 12, 2018 AMForm 4 →	Mar 14, 5:59 pm EDT	PennyMac Mortgage Investment TrustPMT	8,208	—	—	82,135	—	plan?
Mar 9, 2018 AForm 4 →	Mar 12, 2:48 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	8,469	—	—	24,427	—	plan?
Feb 26, 2018 SForm 4 →	Feb 28, 6:23 pm EST	PennyMac Mortgage Investment TrustPMT	1,899	$17.30	$32,846	73,927	−2.50%	plan?
Jun 5, 2017 SForm 4 →	Jun 7, 4:38 pm EDT	PennyMac Mortgage Investment TrustPMT	1,937	$17.64	$34,177	75,826	−2.49%	plan?
May 15, 2017 SForm 4 →	May 17, 4:43 pm EDT	PennyMac Mortgage Investment TrustPMT	1,690	$17.64	$29,812	77,763	−2.13%	plan?
Apr 11, 2017 SForm 4 →	Apr 13, 5:22 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	5,184	$16.74	$86,802	15,958	−24.5%	plan?
Apr 5, 2017 SForm 4 →	Apr 7, 5:59 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	100	$16.55	$1,655	21,142	−0.47%	plan?
Apr 3, 2017 MForm 4 →	Apr 5, 6:30 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,162	—	—	21,242	—	plan?
Mar 6, 2017 AForm 4 →	Mar 8, 6:01 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	11,080	—	—	11,080	—	plan?
Feb 24, 2017 SForm 4 →	Feb 27, 6:35 pm EST	PennyMac Mortgage Investment TrustPMT	1,899	$16.87	$32,043	79,453	−2.33%	plan?
Feb 23, 2017 AForm 4 →	Feb 27, 6:35 pm EST	PennyMac Mortgage Investment TrustPMT	6,602	—	—	81,352	—	plan?
Jun 3, 2016 SForm 4 →	Jun 6, 4:51 pm EDT	PennyMac Mortgage Investment TrustPMT	1,937	$15.71	$30,430	74,750	−2.53%	plan?
May 16, 2016 SForm 4 →	May 17, 7:05 pm EDT	PennyMac Mortgage Investment TrustPMT	3,640	$14.85	$54,043	76,687	−4.53%	plan?
Feb 24, 2016 SForm 4 →	Feb 26, 3:49 pm EST	PennyMac Mortgage Investment TrustPMT	1,899	$12.15	$23,073	80,327	−2.31%	plan?
Feb 24, 2016 AForm 4 →	Feb 26, 3:49 pm EST	PennyMac Mortgage Investment TrustPMT	9,230	—	—	82,226	—	plan?
Jun 3, 2015 SForm 4 →	Jun 5, 12:08 pm EDT	PennyMac Mortgage Investment TrustPMT	1,937	$18.53	$35,893	72,996	−2.58%	plan?
May 14, 2015 SForm 4 →	May 18, 7:06 pm EDT	PennyMac Mortgage Investment TrustPMT	3,640	$18.11	$65,925	74,933	−4.63%	plan?
Mar 9, 2015 SForm 4 →	Mar 9, 6:29 pm EDT	PennyMac Mortgage Investment TrustPMT	1,625	$20.69	$33,621	78,573	−2.03%	plan?
Feb 24, 2015 AForm 4 →	Feb 25, 8:36 pm EST	PennyMac Mortgage Investment TrustPMT	14,613	—	—	80,198	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 2, 2018 AMForm 4 →	Apr 4, 5:35 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	60,744	—	—	0	—
Mar 12, 2018 AMForm 4 →	Mar 14, 5:59 pm EDT	PennyMac Mortgage Investment TrustPMT	3,654	—	—	0	—
Mar 9, 2018 AForm 4 →	Mar 12, 2:48 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	21,174	—	—	21,174	—
Apr 3, 2017 AMForm 4 →	Apr 5, 6:30 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	20,324	—	—	0	—
Mar 6, 2017 AForm 4 →	Mar 8, 6:01 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	27,700	—	—	27,700	—
Mar 7, 2016 AForm 4 →	Mar 9, 5:07 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	27,771	—	—	27,771	—
Mar 3, 2015 AForm 4/A →	Mar 31, 6:08 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	23,829	—	—	23,829	—
Mar 3, 2015 AForm 4 →	Mar 5, 12:41 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	27,547	—	—	27,547	—	amended