SEC Form 4 · accession 0001127602-15-017769
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Chang
Officer — Chief Business Development Off
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | May 14, 2015 | S | 1,690 | $18.1077 | D | 76,883 | D | |
| Common Shares of Beneficial InterestF2,F3 | May 15, 2015 | S | 1,950 | $18.1146 | D | 74,933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the scheduled vesting of 3,250 restricted share units on May 14, 2015.
- F2The common shares of beneficial interest were sold pursuant to a 10b5-1 plan, which included sales in order to pay estimated tax obligations resulting from the scheduled vesting of 3,750 restricted share units on May 15, 2015.
- F3The reported amount consists of 39,763 restricted share units and 35,170 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.