SEC Form 4 · accession 0001127602-18-011583
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Alexander
Officer — SVP
Period of report
Mar 12, 2018
Accepted (ET)
Mar 14, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2018 | M | 12,922 | $19.97 | A | 70,120 | D | |
| Common StockF1 | Mar 12, 2018 | S | 12,922 | $54.6654 | D | 57,198 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $19.97 | Mar 12, 2018 | M | 12,922 | D | Nov 21, 2013 | Nov 20, 2022 | Common Stock | 12,922 | 0 | D |
Explanation of responses
- F1Average weighted price is $54.6654, with a range from $54.63 to $54.765.
- F2Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F3The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.