SEC Form 4 · accession 0001140361-18-013584
First Savings Financial Group Inc · FSFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony A Schoen
Officer — Chief Financial Officer
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001435508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2018 | M | 10,000 | $13.25 | A | 24,924 | D | |
| Common StockF1 | Mar 13, 2018 | F | 1,977 | $67.00 | D | 22,947 | D | |
| Common StockF2 | holding | — | — | — | 10,824 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 5,603 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionsF3 | $13.25 | Mar 13, 2018 | M | 10,000 | D | May 18, 2011 | May 18, 2020 | Common Stock | 10,000 | 19,658 | D |
| Stock OptionsF4 | $40.09 | holding | — | — | — | Nov 21, 2017 | Nov 21, 2026 | Common Stock | 7,050 | 7,050 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% commencing on November 21, 2017.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- F3Stock Options are fully vested.
- F4Stock options vest at a rate of 20% per year commencing on November 21, 2017.