SEC Form 4/A · accession 0001209191-18-019591
ATLAS AIR WORLDWIDE HOLDINGS INC · AAWW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Flynn
Officer — President & CEO · Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 14, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001135185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Mar 9, 2018 | A | 9,144 | $0.00 | A | 161,102 | D | |
| Common Stock, $0.01 par valueF1 | Mar 9, 2018 | F | 4,867 | $61.55 | D | 156,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 9, 2018 | M | 9,144 | D | — | Mar 9, 2021 | Common Stock | 9,144 | 27,434 | D |
| Restricted Stock UnitsF2,F4 | — | Mar 8, 2018 | A | 36,832 | A | — | Mar 8, 2021 | Common Stock | 36,832 | 36,832 | D |
Explanation of responses
- F1The original Form 4 filing incorrectly indicated that a total of 5,105 shares were being withheld for tax purposes in connection with the March 9, 2018 vesting event. This amendment is being filed to report the correct number of shares withheld in order to satisfy applicable tax withholding requirements.
- F2Upon vesting, the Reporting Person is entitled to receive one share of Common Stock for each restricted stock unit.
- F3These restricted stock units vested on March 9, 2018 and were automatically converted into an equivalent number of shares of Common Stock.
- F4The award vests in three equal annual installments beginning on the first anniversary of the date of grant. Each unit will become vested on the basis of one restricted stock unit to one share of the Company's common stock.