SEC Form 4 · accession 0001033905-18-000025
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nachum Shamir
Officer — President & CEO · Director
Period of report
Mar 10, 2018
Accepted (ET)
Mar 15, 2018 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2018 | F | 1,687 | $21.73 | D | 121,816 | D | |
| Common Stock | Mar 12, 2018 | A | 45,495 | $21.98 | A | 167,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $18.04 | Mar 10, 2018 | A | 334,896 | A | Mar 10, 2018 | Mar 10, 2024 | Common Stock | 334,896 | 334,896 | D |
Explanation of responses
- F1This disposition relates to withholding for taxes on 6,929 vesting shares associated with a previously reported issuance.
- F2The Board of Directors of Luminex Corporation determined the level of performance and the number of shares earned for this performance option. The option will vest in four equal installments on the first, second, third and fourth anniversary of the 3/10/2017 grant date.