Insider · CIK 0001111620

Richard J Berman

Files at: CUEN, CYRX, ADXS, CATS, MTST, CLBS. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $57k · 1sales $1.4M · 6net −$1.4M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 14, 2018 SForm 4 →	Nov 16, 2:35 pm EST	Cryoport, Inc.CYRX	30,000	$10.06	$301,723	0	−100%	plan?
Nov 14, 2018 MForm 4 →	Nov 16, 2:35 pm EST	Cryoport, Inc.CYRX	30,000	$3.07	$92,100	10,200	—	plan?
Sep 6, 2018 SForm 4 →	Sep 7, 5:34 pm EDT	Cryoport, Inc.CYRX	10,000	$14.00	$140,024	0	−100%	plan?
Sep 6, 2018 MForm 4 →	Sep 7, 5:34 pm EDT	Cryoport, Inc.CYRX	10,000	$3.07	$30,700	10,000	—	plan?
Aug 15, 2018 SForm 4 →	Aug 17, 6:06 am EDT	Cryoport, Inc.CYRX	20,000	$12.81	$256,238	0	−100%	plan?
Aug 15, 2018 MForm 4 →	Aug 17, 6:06 am EDT	Cryoport, Inc.CYRX	20,000	$3.07	$61,400	20,000	—	plan?
Jun 26, 2018 AForm 4 →	Jun 27, 5:15 pm EDT	Advaxis, Inc.ADXS	5,000	—	—	55,669	—	plan?
May 25, 2018 SForm 4 →	May 31, 3:40 pm EDT	Cryoport, Inc.CYRX	2,000	$11.91	$23,825	6,138	−24.6%	plan? late
Aug 14, 2017 SForm 4 →	Aug 22, 9:29 pm EDT	Cryoport, Inc.CYRX	21,396	$7.73	$165,389	0	−100%	plan? late
Apr 4, 2017 PForm 4 →	Apr 6, 8:00 pm EDT	MetaStat, Inc.MTST.OB	20,000	—	—	52,696	—	plan?
Jan 9, 2017 AForm 4 →	Jan 31, 6:50 pm EST	Caladrius Biosciences, Inc.CLBS	1,650	—	—	7,177	—	plan? late
Oct 30, 2016 PForm 4 →	Dec 5, 5:30 pm EST	MetaStat, Inc.MTST.OB	28,367	$2.00	$56,734	32,696	+655%	plan? late
Aug 8, 2016 SForm 4 →	Aug 10, 7:31 pm EDT	Advaxis, Inc.ADXS	33,761	$15.42	$520,755	50,669	−40.0%	plan?
Jun 22, 2016 AForm 4 →	Jun 23, 5:48 pm EDT	Caladrius Biosciences, Inc.CLBS	7,500	—	—	55,266	—	plan?
Jan 30, 2016 CForm 4 →	Feb 2, 9:56 pm EST	Cryoport, Inc.CYRX	8,138	—	—	8,138	—	plan?
Jan 25, 2016 AForm 4 →	Jan 27, 9:38 pm EST	Caladrius Biosciences, Inc.CLBS	9,000	—	—	47,766	—	plan?
Dec 31, 2015 AForm 4 →	Jan 4, 2016, 7:39 pm EST	Cryoport, Inc.CYRX	8,210	$2.03	$16,666	21,396	—	plan?
Dec 17, 2015 SForm 4 →	Dec 21, 6:00 pm EST	Advaxis, Inc.ADXS	14,332	$12.39	$177,573	84,430	—	plan?
Sep 30, 2015 AForm 4 →	Oct 2, 4:55 pm EDT	Cryoport, Inc.CYRX	8,115	$2.48	$20,125	13,186	—	plan?
Jun 2, 2015 AForm 4 →	Jun 4, 9:02 pm EDT	NeoStem, Inc.NBS	10,000	—	—	38,766	—	plan?
Mar 31, 2015 AForm 4 →	Aug 11, 8:08 pm EDT	Cryoport, Inc.CYRX	5,071	$7.94	$40,245	5,071	—	plan? late
Mar 30, 2015 AForm 4 →	Apr 1, 6:01 pm EDT	Advaxis, Inc.ADXS	15,000	—	—	98,762	—	plan?
Jan 16, 2015 AForm 4 →	Jan 22, 9:00 pm EST	NeoStem, Inc.NBS	10,766	—	—	28,766	—	plan? late
Jan 2, 2015 AForm 4 →	Jan 2, 9:02 pm EST	NeoStem, Inc.NBS	18,000	—	—	18,000	—	plan?
Nov 3, 2014 AForm 4 →	Feb 4, 2015, 9:49 pm EST	Advaxis, Inc.ADXS	33,762	—	—	83,762	—	plan? late

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 14, 2018 MForm 4 →	Nov 16, 2:35 pm EST	Cryoport, Inc.CYRX	30,000	—	—	53,300	—
Nov 5, 2018 AForm 4 →	Nov 7, 5:00 pm EST	Advaxis, Inc.ADXS	25,000	—	—	25,000	—
Sep 13, 2018 AForm 4 →	Dec 21, 7:13 pm EST	Cuentas Inc.CUEN	30,000	—	—	30,000	—	late
Sep 6, 2018 MForm 4 →	Sep 7, 5:34 pm EDT	Cryoport, Inc.CYRX	10,000	—	—	83,300	—
Aug 15, 2018 MForm 4 →	Aug 17, 6:06 am EDT	Cryoport, Inc.CYRX	20,000	—	—	93,300	—
Aug 2, 2018 AForm 4 →	Aug 3, 9:42 pm EDT	CATASYS, INC.CATS	30,624	—	—	30,624	—
Dec 19, 2017 AForm 4 →	Mar 15, 2018, 8:15 am EDT	CATASYS, INC.CATS	49,459	—	—	49,459	—	late
Nov 2, 2017 AForm 4 →	Nov 6, 6:00 pm EST	Advaxis, Inc.ADXS	25,000	—	—	25,000	—
Jun 23, 2017 AForm 4 →	May 21, 2018, 9:00 pm EDT	Cryoport, Inc.CYRX	70,000	—	—	35,000	—	late
Jan 9, 2017 AForm 4 →	Jan 31, 6:50 pm EST	Caladrius Biosciences, Inc.CLBS	2,750	—	—	2,750	—	late
Nov 3, 2016 AForm 4 →	Nov 7, 4:31 pm EST	Advaxis, Inc.ADXS	25,000	—	—	25,000	—
Oct 30, 2016 JPForm 4 →	Dec 5, 5:30 pm EST	MetaStat, Inc.MTST.OB	118,740	$2.00	$20	0	—	late
Jul 7, 2016 AForm 4 →	Jul 8, 9:00 pm EDT	MetaStat, Inc.MTST.OB	100,000	—	—	100,000	—
Jun 22, 2016 AForm 4 →	Jun 23, 5:48 pm EDT	Caladrius Biosciences, Inc.CLBS	12,500	—	—	12,500	—
Jan 30, 2016 CForm 4 →	Feb 2, 9:56 pm EST	Cryoport, Inc.CYRX	9,805	—	—	8,138	—
Jan 25, 2016 AForm 4 →	Jan 27, 9:38 pm EST	Caladrius Biosciences, Inc.CLBS	15,000	—	—	15,000	—
Nov 20, 2015 AForm 4 →	Nov 24, 9:07 pm EST	Cryoport, Inc.CYRX	113,300	$3.06	$346,698	134,134	—
Nov 5, 2015 AForm 4 →	Nov 6, 6:01 pm EST	Advaxis, Inc.ADXS	40,000	—	—	40,000	—
May 12, 2015 PForm 4 →	May 13, 6:26 pm EDT	Cryoport, Inc.CYRX	15,003	$12.00	$20,004	13,336	—
May 7, 2015 AForm 4 →	May 11, 8:57 pm EDT	Cryoport, Inc.CYRX	50,000	—	—	250,000	—
Mar 30, 2015 AForm 4 →	Apr 1, 6:01 pm EDT	Advaxis, Inc.ADXS	20,000	—	—	20,000	—
Mar 27, 2015 APForm 4/A →	Jun 17, 4:58 pm EDT	MetaStat, Inc.MTST	368,191	—	—	300,000	—
Mar 27, 2015 APForm 4 →	May 20, 5:30 pm EDT	MetaStat, Inc.MTST	368,191	—	—	300,000	—	late amended
Jan 12, 2015 AForm 4 →	Jan 14, 1:01 pm EST	Cryoport, Inc.CYRX	200,000	—	—	200,000	—