SEC Form 4 · accession 0001144204-18-060465
Cryoport, Inc. · CYRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Berman
Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2018 | M | 19,800 | $3.07 | A | 19,800 | D | |
| Common StockF1 | Nov 14, 2018 | S | 19,800 | $10.087 | D | 0 | D | |
| Common Stock | Nov 15, 2018 | M | 10,200 | $3.07 | A | 10,200 | D | |
| Common Stock | Nov 15, 2018 | S | 10,200 | $10.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF2 | $3.07 | Nov 14, 2018 | M | 19,800 | A | — | Aug 20, 2025 | Common Stock | 19,800 | 63,500 | D |
| Options to purchase common stockF2 | $3.07 | Nov 15, 2018 | M | 10,200 | A | — | Aug 20, 2025 | Common Stock | 10,200 | 53,300 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.0059 to $10.184, inclusive. The reporting person undertakes to provide to Cryoport, Inc., any security holder of Cryoport, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F21/48 of the 113,300 options originally granted vest on the 19th of each month for forty-eight months beginning on August 19, 2015.