SEC Form 4 · accession 0001144204-15-030289
Cryoport, Inc. · CYRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Berman
Director
Period of report
May 12, 2015
Accepted (ET)
May 13, 2015 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Preferred StockF2,F3,F1 | $0.40 | May 12, 2015 | P | 1,667 | A | May 12, 2015 | — | Common Stock | 50,010 | 1,667 | I |
| Warrants to purchase common stockF2,F3 | $0.50 | May 12, 2015 | P | 13,336 | A | May 12, 2015 | May 31, 2020 | Common Stock | 13,336 | 13,336 | I |
Explanation of responses
- F1The Class B Preferred Stock does not have an expiration date.
- F2The shares and warrants were issued as a unit consisting of (i) one share of Class B Preferred Stock and (ii) one warrant to purchase eight (8) shares of the Company's common stock at an exercise price of $0.50 per share, which are immediately exercisable and may be exercised at any time on or before May 31, 2020.
- F3The number of derivative securities beneficially owned relates only to the specific title of derivative security indicated in column 1 and does not include direct ownership of options to purchase 250,000 shares of common stock.