SEC Form 4/A · accession 0001415889-15-002073
MetaStat, Inc. · MTST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard J Berman
Director
Period of report
Mar 27, 2015
Accepted (ET)
Jun 17, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001404943
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | $0.55 | Mar 27, 2015 | P | 9 | A | Mar 27, 2015 | — | Common Stock | 90,909 | 9 | D |
| Series A Common Stock Purchase Warrants | $0.70 | Mar 27, 2015 | P | 68,182 | A | Mar 27, 2015 | Mar 31, 2020 | Common Stock | 68,182 | 68,182 | D |
| Stock OptionsF2 | $0.55 | May 18, 2015 | A | 300,000 | A | — | May 18, 2025 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1Series B Convertible Preferred Stock does not expire.
- F2One-third of the stock options vests upon each of the first, second and third anniversaries following the issuance date.